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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYV icon
2076
Live Nation Entertainment
LYV
$43B
$8K ﹤0.01%
160
+5
+3% +$258
NBB icon
2077
Nuveen Taxable Municipal Income Fund
NBB
$453M
$8K ﹤0.01%
383
+378
+7,560% +$8.46K
NOV icon
2078
NOV
NOV
$7.38B
$8K ﹤0.01%
988
-118
-11% -$1.38K
RKT icon
2079
Rocket Companies
RKT
$39B
$8K ﹤0.01%
+402
New +$9.37K
SCHZ icon
2080
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$8K ﹤0.01%
300
– –
SPAB icon
2081
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$8K ﹤0.01%
+280
New +$8.67K
NSLR
2082
Neostellar Capital Corp
NSLR
$273M
$8K ﹤0.01%
+924
New +$9.68K
TEX icon
2083
Terex
TEX
$7.58B
$8K ﹤0.01%
452
– –
TRST
2084
Trustco Bank Corp NY
TRST
$931M
$8K ﹤0.01%
337
– –
TTMI icon
2085
TTM Technologies
TTMI
$13.7B
$8K ﹤0.01%
771
-102
-12% -$1.19K
WAFD icon
2086
WaFd
WAFD
$2.76B
$8K ﹤0.01%
402
– –
WWD icon
2087
Woodward
WWD
$21B
$8K ﹤0.01%
104
-153
-60% -$12.3K
SGI
2088
Somnigroup International
SGI
$13.6B
$8K ﹤0.01%
376
+248
+194% +$5.13K
PGTI
2089
DELISTED
PGT, Inc.
PGTI
$8K ﹤0.01%
467
+20
+4% +$351
ICPT
2090
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$8K ﹤0.01%
200
– –
CSOD
2091
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$8K ﹤0.01%
227
+68
+43% +$2.45K
WRI
2092
DELISTED
Weingarten Realty Investors
WRI
$8K ﹤0.01%
500
-500
-50% -$8.82K
AKR icon
2093
Acadia Realty Trust
AKR
$2.78B
$7K ﹤0.01%
737
– –
AM icon
2094
Antero Midstream
AM
$10.4B
$7K ﹤0.01%
1,361
+56
+4% +$341
AMG icon
2095
Affiliated Managers Group
AMG
$9.6B
$7K ﹤0.01%
105
+11
+12% +$769
BRKL
2096
DELISTED
Brookline Bancorp
BRKL
$7K ﹤0.01%
838
– –
CHT icon
2097
Chunghwa Telecom
CHT
$32.8B
$7K ﹤0.01%
+207
New +$7.66K
CRNC icon
2098
Cerence
CRNC
$403M
$7K ﹤0.01%
145
-21
-13% -$1.01K
DDIV icon
2099
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$80M
$7K ﹤0.01%
357
-235
-40% -$4.92K
ECH icon
2100
iShares MSCI Chile ETF
ECH
$1.05B
$7K ﹤0.01%
300
– –
82 83
84
85 86

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.