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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
2076
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
– –
-605
Closed -$15K
ENIC icon
2077
Enel Chile
ENIC
$6.16B
– –
-348
Closed -$1K
ENSG icon
2078
The Ensign Group
ENSG
$10.4B
– –
-127
Closed -$6K
ERIC icon
2079
Ericsson
ERIC
$32.9B
$0 ﹤0.01%
40
-3,600
-99% -$31.9K
EMBJ
2080
Embraer S.A. ADS
EMBJ
$12.6B
– –
-470
Closed -$8K
ERTH icon
2081
Invesco MSCI Sustainable Future ETF
ERTH
$134M
– –
-113
Closed -$5K
ESGE icon
2082
iShares ESG Aware MSCI EM ETF
ESGE
$6.61B
– –
-20
Closed -$1K
EXG icon
2083
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.02B
– –
-500
Closed -$4K
EXLS icon
2084
EXL Service
EXLS
$5.23B
– –
-735
Closed -$10K
FELE icon
2085
Franklin Electric
FELE
$4.7B
– –
-256
Closed -$12K
FET icon
2086
Forum Energy Technologies
FET
$794M
– –
-22
Closed -$1K
FND icon
2087
Floor & Decor
FND
$6.03B
$0 ﹤0.01%
+2
New +$94
FWRD icon
2088
Forward Air
FWRD
$455M
– –
-136
Closed -$9K
GABC icon
2089
German American Bancorp
GABC
$1.93B
– –
-106
Closed -$3K
GBX icon
2090
The Greenbrier Companies
GBX
$1.54B
– –
-700
Closed -$21K
GEG icon
2091
Great Elm Group
GEG
$70.6M
– –
-138
Closed -$1K
GGB icon
2092
Gerdau
GGB
$9.8B
– –
-564
Closed -$1K
GHG
2093
GreenTree Hospitality
GHG
$114M
– –
-250
Closed -$2K
GIB icon
2094
CGI
GIB
$15.2B
– –
-62
Closed -$5K
GIL icon
2095
Gildan
GIL
$10.2B
– –
-1,174
Closed -$42K
GIII icon
2096
G-III Apparel Group
GIII
$1.53B
$0 ﹤0.01%
+3
New +$85
GLRE icon
2097
Greenlight Captial
GLRE
$550M
– –
-545
Closed -$6K
GMED icon
2098
Globus Medical
GMED
$11B
– –
-446
Closed -$23K
GOOS
2099
Canada Goose Holdings
GOOS
$867M
– –
-812
Closed -$36K
GPMT
2100
Granite Point Mortgage Trust
GPMT
$68.5M
– –
-94
Closed -$2K
82 83
84
85 86

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.