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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMR.WS
2051
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
– –
-18,050
Closed -$29K
TCS
2052
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-25,327
Closed -$1.3M
AXNX
2053
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-3,815
Closed -$208K
SHCR
2054
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
– –
-13,682
Closed -$19K
LPTV
2055
DELISTED
Loop Media, Inc.
LPTV
– –
-26,667
Closed -$153K
SHPW
2056
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-4,573
Closed -$12K
WIRE
2057
DELISTED
Encore Wire Corp
WIRE
– –
-1,330
Closed -$246K
SWAV
2058
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-3,033
Closed -$656K
DCFC
2059
DELISTED
Tritium DCFC Limited Ordinary Shares
DCFC
– –
-60
Closed -$15K
GOEV
2060
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-31
Closed -$9K
WTER
2061
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
– –
-733
Closed -$1K
SLGC
2062
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
– –
-14,250
Closed -$36K
LVOX
2063
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-20,000
Closed -$61K
NM
2064
DELISTED
Navios Maritime Holdings Inc.
NM
– –
-20,437
Closed -$36K
VMW
2065
DELISTED
VMware, Inc
VMW
– –
-4,925
Closed -$614K
CANO
2066
DELISTED
Cano Health, Inc.
CANO
– –
-725
Closed -$65K
SDC
2067
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-200,750
Closed -$86K
CELL
2068
DELISTED
PhenomeX Inc. Common Stock
CELL
– –
-32,307
Closed -$37K
MTEM
2069
DELISTED
Molecular Templates, Inc.
MTEM
– –
-1,533
Closed -$8K
APPH
2070
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-20,000
Closed -$12K
GRNAW
2071
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
– –
-87,803
Closed -$4K
GRNA
2072
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
– –
-20,800
Closed -$8K
SDACW
2073
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
– –
-31,600
Closed -$2K
XM
2074
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-32,014
Closed -$570K
DCP
2075
DELISTED
DCP Midstream, LP
DCP
– –
-5,020
Closed -$209K
80 81 82
83
84

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.