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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERS icon
2051
Cerus
CERS
$478M
$94K ﹤0.01%
25,766
-281
-1% -$1.06K
DIOD icon
2052
Diodes
DIOD
$4.77B
$94K ﹤0.01%
1,235
-111
-8% -$8.7K
FCNCA icon
2053
First Citizens BancShares
FCNCA
$25.5B
$94K ﹤0.01%
125
+74
+145% +$59.6K
FERG icon
2054
Ferguson
FERG
$51.3B
$94K ﹤0.01%
752
+83
+12% +$9.66K
QQQH
2055
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$94K ﹤0.01%
2,542
– –
BOH icon
2056
Bank of Hawaii
BOH
$3.11B
$93K ﹤0.01%
1,209
-192
-14% -$14.9K
DOCN icon
2057
DigitalOcean
DOCN
$15B
$93K ﹤0.01%
3,653
+1,467
+67% +$45.9K
HRL icon
2058
Hormel Foods
HRL
$13.7B
$93K ﹤0.01%
2,062
+785
+61% +$36.6K
IBMQ icon
2059
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$93K ﹤0.01%
3,738
+18
+0.5% +$444
IIF
2060
Morgan Stanley India Investment Fund
IIF
$220M
$93K ﹤0.01%
4,581
– –
LOB icon
2061
Live Oak Bancshares
LOB
$1.97B
$93K ﹤0.01%
3,088
-44
-1% -$1.41K
NVCR icon
2062
NovoCure
NVCR
$1.97B
$93K ﹤0.01%
1,280
-7,846
-86% -$590K
NWN icon
2063
Northwest Natural Holdings
NWN
$2.09B
$93K ﹤0.01%
1,971
+570
+41% +$26.7K
PENN icon
2064
PENN Entertainment
PENN
$2.64B
$93K ﹤0.01%
3,145
-1,776
-36% -$57.6K
SMAR
2065
DELISTED
Smartsheet Inc.
SMAR
$93K ﹤0.01%
2,388
-372
-13% -$12.7K
DMRC icon
2066
Digimarc Corp
DMRC
$175M
$92K ﹤0.01%
5,000
-100
-2% -$1.86K
NTES icon
2067
NetEase
NTES
$84.2B
$92K ﹤0.01%
1,274
-954
-43% -$64.9K
RPAY icon
2068
Repay Holdings
RPAY
$325M
$92K ﹤0.01%
11,467
– –
LSXMA
2069
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$92K ﹤0.01%
3,215
– –
AESC
2070
DELISTED
The AES Corporation
AESC
$92K ﹤0.01%
902
-4,000
-82% -$393K
ALLO icon
2071
Allogene Therapeutics
ALLO
$704M
$91K ﹤0.01%
14,625
+542
+4% +$5.02K
AWF
2072
AllianceBernstein Global High Income Fund
AWF
$874M
$91K ﹤0.01%
9,883
-1,691
-15% -$16.1K
HEI.A icon
2073
HEICO Corp Class A
HEI.A
$37.1B
$91K ﹤0.01%
761
-43
-5% -$5.25K
PRGO icon
2074
Perrigo
PRGO
$1.75B
$91K ﹤0.01%
2,679
+1,397
+109% +$49.2K
SLGN icon
2075
Silgan Holdings
SLGN
$4.34B
$91K ﹤0.01%
1,780
-107
-6% -$5.24K
81 82
83
84 85

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.