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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCR
2051
DELISTED
U S Concrete, Inc.
USCR
$9K ﹤0.01%
310
-14
-4% -$378
EV
2052
DELISTED
Eaton Vance Corp.
EV
$9K ﹤0.01%
239
-115
-32% -$4.4K
AGZ icon
2053
iShares Agency Bond ETF
AGZ
$563M
$8K ﹤0.01%
70
– –
AIZ icon
2054
Assurant
AIZ
$14.2B
$8K ﹤0.01%
69
-12
-15% -$1.38K
ALRM icon
2055
Alarm.com
ALRM
$2.77B
$8K ﹤0.01%
151
– –
AMKR icon
2056
Amkor Technology
AMKR
$13.1B
$8K ﹤0.01%
754
– –
AUB icon
2057
Atlantic Union Bankshares
AUB
$5.95B
$8K ﹤0.01%
375
– –
DCH
2058
Dauch Corp
DCH
$1.58B
$8K ﹤0.01%
1,491
+560
+60% +$4.01K
BCC icon
2059
Boise Cascade
BCC
$2.96B
$8K ﹤0.01%
216
-29
-12% -$1.26K
BFAM icon
2060
Bright Horizons
BFAM
$3.81B
$8K ﹤0.01%
58
+29
+100% +$3.65K
BHV icon
2061
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$8K ﹤0.01%
505
– –
BOE icon
2062
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$8K ﹤0.01%
854
+101
+13% +$979
BWX icon
2063
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$8K ﹤0.01%
270
+214
+382% +$6.36K
CGC
2064
Canopy Growth
CGC
$402M
$8K ﹤0.01%
57
+12
+27% +$2.01K
CYTK icon
2065
Cytokinetics
CYTK
$10.8B
$8K ﹤0.01%
+400
New +$9.36K
ECON icon
2066
Columbia Emerging Markets Consumer ETF
ECON
$303M
$8K ﹤0.01%
331
-1,238
-79% -$30.7K
FLR icon
2067
Fluor
FLR
$6.99B
$8K ﹤0.01%
969
-267
-22% -$2.81K
GDOT icon
2068
Green Dot
GDOT
$752M
$8K ﹤0.01%
175
-11,585
-99% -$594K
GGG icon
2069
Graco
GGG
$13.5B
$8K ﹤0.01%
145
+30
+26% +$1.68K
GTX icon
2070
Garrett Motion
GTX
$5.41B
$8K ﹤0.01%
2,567
-1,642
-39% -$8.75K
GVA icon
2071
Granite Construction
GVA
$5.51B
$8K ﹤0.01%
471
-34
-7% -$622
HAFC icon
2072
Hanmi Financial
HAFC
$939M
$8K ﹤0.01%
1,022
– –
IGLB icon
2073
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$8K ﹤0.01%
+114
New +$8.18K
KDP icon
2074
Keurig Dr Pepper
KDP
$39.9B
$8K ﹤0.01%
295
-189
-39% -$5.54K
KOP icon
2075
Koppers
KOP
$956M
$8K ﹤0.01%
415
– –
81 82
83
84 85

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.