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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTHR icon
2026
United Therapeutics
UTHR
$22B
– –
-900
Closed -$200K
VHC icon
2027
VirnetX Holding Corp
VHC
$54.4M
– –
-985
Closed -$25K
VLUE icon
2028
iShares MSCI USA Value Factor ETF
VLUE
$9.21B
– –
-2,901
Closed -$268K
VMC icon
2029
Vulcan Materials
VMC
$34.8B
– –
-3,469
Closed -$594K
VRRM icon
2030
Verra Mobility
VRRM
$804M
– –
-14,185
Closed -$240K
VSTM icon
2031
Verastem
VSTM
$510M
– –
-1,302
Closed -$6K
WAT icon
2032
Waters Corp
WAT
$37B
– –
-1,235
Closed -$381K
WD icon
2033
Walker & Dunlop
WD
$1.71B
– –
-4,087
Closed -$311K
WCN
2034
Waste Connections
WCN
$42.2B
– –
-2,299
Closed -$319K
WFC.PRL icon
2035
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
– –
-1,257
Closed -$1.48M
WK icon
2036
Workiva
WK
$3.36B
– –
-2,690
Closed -$275K
WOLF icon
2037
Wolfspeed
WOLF
$1.23B
– –
-4,386
Closed -$284K
WSO icon
2038
Watsco Inc
WSO
$12.7B
– –
-2,507
Closed -$797K
XES icon
2039
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$355M
– –
-5,066
Closed -$381K
XHB icon
2040
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
– –
-3,305
Closed -$223K
ZBRA icon
2041
Zebra Technologies
ZBRA
$14B
– –
-3,222
Closed -$1.02M
BODI icon
2042
The Beachbody Company
BODI
$70.6M
– –
-400
Closed -$9K
QTTB icon
2043
Q32 Bio
QTTB
$466M
– –
-559
Closed -$10K
LOGC
2044
DELISTED
ContextLogic
LOGC
– –
-2,640
Closed -$35K
ITCI
2045
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-5,085
Closed -$275K
DM
2046
DELISTED
Desktop Metal, Inc.
DM
– –
-2,450
Closed -$56K
ALTR
2047
DELISTED
Altair Engineering Inc
ALTR
– –
-7,267
Closed -$524K
MTTR
2048
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-32,350
Closed -$88K
NARI
2049
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-3,898
Closed -$240K
SMAR
2050
DELISTED
Smartsheet Inc.
SMAR
– –
-5,513
Closed -$263K
80 81
82
83 84

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.