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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRPT icon
2026
Freshpet
FRPT
$3.25B
$99K ﹤0.01%
1,883
-22
-1% -$1.31K
AIT icon
2027
Applied Industrial Technologies
AIT
$13.3B
$98K ﹤0.01%
787
+20
+3% +$2.45K
AVNT icon
2028
Avient
AVNT
$4.17B
$98K ﹤0.01%
2,913
-210
-7% -$6.9K
BGH
2029
Barings Global Short Duration High Yield Fund
BGH
$286M
$98K ﹤0.01%
7,800
– –
ESE icon
2030
ESCO Technologies
ESE
$7.94B
$98K ﹤0.01%
1,129
+392
+53% +$33.8K
KIE icon
2031
State Street SPDR S&P Insurance ETF
KIE
$683M
$98K ﹤0.01%
2,403
-122
-5% -$4.92K
WSM icon
2032
Williams-Sonoma
WSM
$29.5B
$98K ﹤0.01%
1,728
+622
+56% +$37.3K
AFRM icon
2033
Affirm
AFRM
$25.4B
$97K ﹤0.01%
10,103
-14,386
-59% -$217K
HUN icon
2034
Huntsman Corp
HUN
$1.78B
$97K ﹤0.01%
3,560
-87
-2% -$2.37K
IONS icon
2035
Ionis Pharmaceuticals
IONS
$9.39B
$97K ﹤0.01%
2,581
– –
LNN icon
2036
Lindsay Corp
LNN
$1.17B
$97K ﹤0.01%
598
+1
+0.2% +$165
BLD
2037
DELISTED
TopBuild
BLD
$96K ﹤0.01%
615
+60
+11% +$9.55K
EAGG icon
2038
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$96K ﹤0.01%
2,085
+1,006
+93% +$46.9K
HPS
2039
John Hancock Preferred Income Fund III
HPS
$460M
$96K ﹤0.01%
6,702
– –
JPIB icon
2040
JPMorgan International Bond Opportunities ETF
JPIB
$2.13B
$96K ﹤0.01%
+2,102
New +$95.3K
MMIN icon
2041
IQ MacKay Municipal Insured ETF
MMIN
$478M
$96K ﹤0.01%
4,065
-212
-5% -$4.97K
RYAN icon
2042
Ryan Specialty Holdings
RYAN
$10.8B
$96K ﹤0.01%
2,326
+1,368
+143% +$55.9K
LONA
2043
LeonaBio Inc
LONA
$72M
$95K ﹤0.01%
3,010
– –
BBWI icon
2044
Bath & Body Works
BBWI
$3.96B
$95K ﹤0.01%
2,263
+22
+1% +$820
EGP icon
2045
EastGroup Properties
EGP
$10.8B
$95K ﹤0.01%
648
-104
-14% -$15.7K
GFL icon
2046
GFL Environmental
GFL
$14.9B
$95K ﹤0.01%
3,276
+2,924
+831% +$79.4K
HWM icon
2047
Howmet Aerospace
HWM
$114B
$95K ﹤0.01%
2,422
+1,399
+137% +$51K
WDIV icon
2048
State Street SPDR S&P Global Dividend ETF
WDIV
$280M
$95K ﹤0.01%
1,618
-26
-2% -$1.48K
JSD
2049
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$95K ﹤0.01%
8,038
– –
ADCT icon
2050
ADC Therapeutics
ADCT
$145M
$94K ﹤0.01%
24,701
-270
-1% -$1.08K
80 81
82
83 84

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.