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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBH
2026
Neuberger Municipal Fund Inc
NBH
$304M
$64K ﹤0.01%
3,994
+11
+0.3% +$179
NFRA icon
2027
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
$64K ﹤0.01%
1,156
+273
+31% +$15.8K
QDF icon
2028
FlexShares Quality Dividend Index Fund
QDF
$2.28B
$64K ﹤0.01%
1,165
+6
+0.5% +$344
SAR icon
2029
Saratoga Investment
SAR
$322M
$64K ﹤0.01%
2,246
+509
+29% +$14.1K
SJNK icon
2030
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$64K ﹤0.01%
2,352
+181
+8% +$4.96K
UAA icon
2031
Under Armour
UAA
$2.6B
$64K ﹤0.01%
3,261
+113
+4% +$2.5K
VRIG icon
2032
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$64K ﹤0.01%
2,567
+2,158
+528% +$54.2K
MVPS
2033
DELISTED
Amplify Thematic All-Stars ETF
MVPS
$64K ﹤0.01%
+2,580
New +$66.8K
BSY icon
2034
Bentley Systems
BSY
$10.6B
$63K ﹤0.01%
1,040
+1,012
+3,614% +$64.6K
CLOV icon
2035
Clover Health Investments
CLOV
$2.51B
$63K ﹤0.01%
8,563
+3,762
+78% +$32.2K
CWEN.A
2036
DELISTED
Clearway Energy Class A
CWEN.A
$63K ﹤0.01%
2,250
– –
EWG icon
2037
iShares MSCI Germany ETF
EWG
$1.68B
$63K ﹤0.01%
1,925
+858
+80% +$29.6K
GAL icon
2038
State Street Global Allocation ETF
GAL
$315M
$63K ﹤0.01%
+1,397
New +$64.9K
GPK icon
2039
Graphic Packaging
GPK
$3.58B
$63K ﹤0.01%
3,340
-373
-10% -$7.11K
NUS icon
2040
Nu Skin
NUS
$267M
$63K ﹤0.01%
1,579
-127
-7% -$6.43K
VIRT icon
2041
Virtu Financial
VIRT
$4.93B
$63K ﹤0.01%
2,615
– –
ARKX icon
2042
ARK Space & Defense Innovation ETF
ARKX
$850M
$62K ﹤0.01%
3,198
– –
FPH icon
2043
Five Point Holdings
FPH
$375M
$62K ﹤0.01%
8,000
– –
FTS icon
2044
Fortis
FTS
$28.7B
$62K ﹤0.01%
1,408
-135
-9% -$6.11K
NHI icon
2045
National Health Investors
NHI
$3.65B
$62K ﹤0.01%
1,177
+518
+79% +$32.4K
SHLS icon
2046
Shoals Technologies Group
SHLS
$1.5B
$62K ﹤0.01%
2,245
+1,900
+551% +$59K
LOGC
2047
DELISTED
ContextLogic
LOGC
$62K ﹤0.01%
+385
New +$95.8K
PRFT
2048
DELISTED
Perficient Inc
PRFT
$62K ﹤0.01%
543
+490
+925% +$50.4K
DT icon
2049
Dynatrace
DT
$14.2B
$61K ﹤0.01%
868
+645
+289% +$42.3K
LPLA icon
2050
LPL Financial
LPLA
$28.6B
$61K ﹤0.01%
393
+316
+410% +$45.4K
80 81
82
83 84

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.