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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
2026
Trinity Industries
TRN
$2.38B
$56K ﹤0.01%
2,122
– –
AIO
2027
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$55K ﹤0.01%
+2,000
New +$54.4K
BJ icon
2028
BJs Wholesale Club
BJ
$12.3B
$55K ﹤0.01%
1,182
– –
IBDQ
2029
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$55K ﹤0.01%
+2,056
New +$55.5K
JMUB icon
2030
JPMorgan Municipal ETF
JMUB
$8.47B
$55K ﹤0.01%
1,000
– –
PSCI icon
2031
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$55K ﹤0.01%
601
– –
WDIV icon
2032
State Street SPDR S&P Global Dividend ETF
WDIV
$281M
$55K ﹤0.01%
+820
New +$56.6K
CSSE
2033
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$55K ﹤0.01%
1,350
– –
NVTA
2034
DELISTED
Invitae Corporation
NVTA
$55K ﹤0.01%
1,635
+458
+39% +$14.9K
API
2035
Agora
API
$377M
$54K ﹤0.01%
1,290
-500
-28% -$23.1K
ASX icon
2036
ASE Group
ASX
$82.2B
$54K ﹤0.01%
+6,799
New +$54.7K
ATNM icon
2037
Actinium Pharmaceuticals
ATNM
$25M
$54K ﹤0.01%
6,881
– –
BLUE
2038
DELISTED
bluebird bio
BLUE
$54K ﹤0.01%
131
+16
+14% +$6.34K
FMBH icon
2039
First Mid Bancshares
FMBH
$1.36B
$54K ﹤0.01%
+1,350
New +$58.3K
INFY icon
2040
Infosys
INFY
$50.7B
$54K ﹤0.01%
2,606
-9,874
-79% -$189K
KPLT icon
2041
Katapult Holdings
KPLT
$33.2M
$54K ﹤0.01%
200
+60
+43% +$18.6K
MCI
2042
Barings Corporate Investors
MCI
$345M
$54K ﹤0.01%
3,594
+56
+2% +$830
NNY icon
2043
Nuveen New York Municipal Value Fund
NNY
$157M
$54K ﹤0.01%
+5,455
New +$53.6K
TLTE icon
2044
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$347M
$54K ﹤0.01%
846
– –
TA
2045
DELISTED
TravelCenters of America LLC
TA
$54K ﹤0.01%
1,858
– –
DBX icon
2046
Dropbox
DBX
$8.12B
$53K ﹤0.01%
1,809
+1,540
+572% +$42.1K
GCV
2047
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$53K ﹤0.01%
8,069
+1,624
+25% +$10.4K
QNCX icon
2048
Quince Therapeutics
QNCX
$29.5M
$53K ﹤0.01%
5
– –
SCHE icon
2049
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$53K ﹤0.01%
1,660
+659
+66% +$21.4K
TGLS icon
2050
Tecnoglass Holdings Inc.
TGLS
$1.96B
$53K ﹤0.01%
+2,500
New +$41.4K
80 81
82
83 84

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.