We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASTS icon
2026
AST SpaceMobile
ASTS
$20.5B
$35K ﹤0.01%
3,050
+1,850
+154% +$27.1K
CNP icon
2027
CenterPoint Energy
CNP
$26.4B
$35K ﹤0.01%
1,569
+541
+53% +$11.5K
DOX icon
2028
Amdocs
DOX
$6.22B
$35K ﹤0.01%
505
+267
+112% +$20.2K
ERX icon
2029
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$35K ﹤0.01%
1,500
– –
EWG icon
2030
iShares MSCI Germany ETF
EWG
$1.67B
$35K ﹤0.01%
1,060
-2,107
-67% -$68.7K
EWH icon
2031
iShares MSCI Hong Kong ETF
EWH
$1.23B
$35K ﹤0.01%
1,350
– –
KPTI icon
2032
Karyopharm Therapeutics
KPTI
$44.4M
$35K ﹤0.01%
227
+80
+54% +$16.9K
PWB icon
2033
Invesco Large Cap Growth ETF
PWB
$2.39B
$35K ﹤0.01%
525
– –
SIVR icon
2034
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$35K ﹤0.01%
1,509
– –
SOCL icon
2035
Global X Social Media ETF
SOCL
$93.6M
$35K ﹤0.01%
+526
New +$36.4K
TSEM icon
2036
Tower Semiconductor
TSEM
$28.5B
$35K ﹤0.01%
1,282
+757
+144% +$22.3K
ALLK
2037
DELISTED
Allakos
ALLK
$34K ﹤0.01%
300
– –
ENR icon
2038
Energizer
ENR
$1.5B
$34K ﹤0.01%
733
+28
+4% +$1.29K
GAN
2039
DELISTED
GAN Ltd
GAN
$34K ﹤0.01%
+1,918
New +$48.6K
HIO
2040
Western Asset High Income Opportunity Fund
HIO
$338M
$34K ﹤0.01%
6,820
+21
+0.3% +$105
PSN icon
2041
Parsons
PSN
$4.93B
$34K ﹤0.01%
848
+526
+163% +$19.9K
SAR icon
2042
Saratoga Investment
SAR
$317M
$34K ﹤0.01%
1,380
+117
+9% +$2.71K
UPWK icon
2043
Upwork
UPWK
$1.21B
$34K ﹤0.01%
779
+51
+7% +$2.35K
THBR
2044
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$34K ﹤0.01%
+3,350
New +$38.8K
PLLL
2045
DELISTED
Piedmont Lithium Limited American Depositary Receipts
PLLL
$34K ﹤0.01%
+500
New +$34K
ABCB icon
2046
Ameris Bancorp
ABCB
$5.88B
$33K ﹤0.01%
+633
New +$30.1K
BANX
2047
ArrowMark Financial
BANX
$197M
$33K ﹤0.01%
1,700
– –
DLS icon
2048
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$33K ﹤0.01%
461
+35
+8% +$2.48K
IPG
2049
DELISTED
Interpublic Group of Companies
IPG
$33K ﹤0.01%
1,179
-12
-1% -$317
OPI
2050
DELISTED
Office Properties Income Trust
OPI
$33K ﹤0.01%
1,200
– –
80 81
82
83 84

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.