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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLM icon
2026
Columbia Sportswear
COLM
$2.92B
$19K ﹤0.01%
221
+11
+5% +$956
EDV icon
2027
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$19K ﹤0.01%
125
– –
FR icon
2028
First Industrial Realty Trust
FR
$8.36B
$19K ﹤0.01%
452
+85
+23% +$3.56K
JPI
2029
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$19K ﹤0.01%
800
-200
-20% -$4.62K
LPRO
2030
DELISTED
Open Lending Corp
LPRO
$19K ﹤0.01%
570
– –
NVT icon
2031
nVent Electric
NVT
$26.3B
$19K ﹤0.01%
844
-3,606
-81% -$76K
PIO icon
2032
Invesco Global Water ETF
PIO
$280M
$19K ﹤0.01%
569
+225
+65% +$7.54K
PRLB icon
2033
Protolabs
PRLB
$2.14B
$19K ﹤0.01%
125
+71
+131% +$10K
THG icon
2034
Hanover Insurance
THG
$7.86B
$19K ﹤0.01%
170
– –
TRAK icon
2035
ReposiTrak
TRAK
$153M
$19K ﹤0.01%
4,000
– –
WRAP icon
2036
Wrap Technologies
WRAP
$102M
$19K ﹤0.01%
4,000
+2,000
+100% +$11.6K
AEVA
2037
Aeva Technologies
AEVA
$1.65B
$18K ﹤0.01%
+248
New +$14.3K
CWT icon
2038
California Water Service
CWT
$3.06B
$18K ﹤0.01%
+361
New +$17.8K
EHC icon
2039
Encompass Health
EHC
$12.4B
$18K ﹤0.01%
290
+198
+215% +$11.6K
ELME
2040
Elme Communities
ELME
$144M
$18K ﹤0.01%
851
+188
+28% +$4.03K
FNDE icon
2041
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$18K ﹤0.01%
670
– –
HST icon
2042
Host Hotels & Resorts
HST
$15.5B
$18K ﹤0.01%
1,319
+736
+126% +$9.53K
JNPR
2043
DELISTED
Juniper Networks
JNPR
$18K ﹤0.01%
825
+106
+15% +$2.31K
KALV
2044
DELISTED
KalVista Pharmaceuticals
KALV
$18K ﹤0.01%
1,000
-500
-33% -$8.57K
L icon
2045
Loews
L
$23.3B
$18K ﹤0.01%
403
-377
-48% -$15.2K
MSOS icon
2046
AdvisorShares Pure US Cannabis ETF
MSOS
$884M
$18K ﹤0.01%
+500
New +$14.9K
NFRA icon
2047
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3B
$18K ﹤0.01%
352
– –
NMFC icon
2048
New Mountain Finance
NMFC
$726M
$18K ﹤0.01%
1,605
– –
NXDT
2049
NexPoint Diversified Real Estate Trust
NXDT
$245M
$18K ﹤0.01%
+1,766
New +$17K
OWL icon
2050
Blue Owl Capital
OWL
$18.2B
$18K ﹤0.01%
+1,600
New +$17.3K
80 81
82
83 84

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.