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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CS
2026
DELISTED
Credit Suisse Group
CS
$10K ﹤0.01%
1,029
+610
+146% +$6.54K
STOR
2027
DELISTED
STORE Capital Corporation
STOR
$10K ﹤0.01%
384
-37
-9% -$940
NBLX
2028
DELISTED
Noble Midstream Partners LP
NBLX
$10K ﹤0.01%
1,500
– –
DISH
2029
DELISTED
DISH Network Corp.
DISH
$10K ﹤0.01%
366
+88
+32% +$2.9K
BBRE icon
2030
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.25B
$9K ﹤0.01%
+137
New +$10K
BWA icon
2031
BorgWarner
BWA
$14.1B
$9K ﹤0.01%
279
+28
+11% +$963
VISN
2032
Vistance Networks Inc
VISN
$2.63B
$9K ﹤0.01%
1,077
+247
+30% +$2.33K
EG icon
2033
Everest Group
EG
$14.2B
$9K ﹤0.01%
49
+30
+158% +$6.42K
FRT icon
2034
Federal Realty Investment Trust
FRT
$10.2B
$9K ﹤0.01%
123
-188
-60% -$14.8K
GTIM icon
2035
Good Times Restaurants
GTIM
$15.5M
$9K ﹤0.01%
+6,450
New +$8.75K
H icon
2036
Hyatt Hotels
H
$16B
$9K ﹤0.01%
175
-13
-7% -$697
ILCV icon
2037
iShares Morningstar Value ETF
ILCV
$1.36B
$9K ﹤0.01%
200
-2
-1% -$100
LKQ icon
2038
LKQ Corp
LKQ
$6.22B
$9K ﹤0.01%
336
-8
-2% -$236
NWN icon
2039
Northwest Natural Holdings
NWN
$2.09B
$9K ﹤0.01%
200
– –
PTMC icon
2040
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$9K ﹤0.01%
+354
New +$9.8K
RCI icon
2041
Rogers Communications
RCI
$18.7B
$9K ﹤0.01%
245
-3,207
-93% -$132K
SGMO
2042
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$9K ﹤0.01%
1,010
– –
SPEM icon
2043
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$9K ﹤0.01%
270
-270
-50% -$9.85K
SPMB icon
2044
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.03B
$9K ﹤0.01%
367
– –
VSTM icon
2045
Verastem
VSTM
$615M
$9K ﹤0.01%
667
– –
XPEV icon
2046
XPeng
XPEV
$11.5B
$9K ﹤0.01%
+450
New +$8.8K
XRAY icon
2047
Dentsply Sirona
XRAY
$2.32B
$9K ﹤0.01%
213
-2,712
-93% -$120K
SCPX
2048
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– –
TRTN
2049
DELISTED
Triton International Limited
TRTN
$9K ﹤0.01%
239
– –
ECHO
2050
DELISTED
Echo Global Logistics, Inc.
ECHO
$9K ﹤0.01%
367
+129
+54% +$3.31K
80 81
82
83 84

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.