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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSNC icon
2001
SS&C Technologies
SSNC
$18.7B
– –
-4,504
Closed -$254K
STAA icon
2002
STAAR Surgical
STAA
$1.15B
– –
-3,590
Closed -$229K
STC icon
2003
Stewart Information Services
STC
$2.08B
– –
-7,929
Closed -$319K
STN icon
2004
Stantec
STN
$8.34B
– –
-5,525
Closed -$322K
SVM
2005
Silvercorp Metals
SVM
$2.39B
– –
-20,287
Closed -$77K
SWKS icon
2006
Skyworks Solutions
SWKS
$10B
– –
-3,697
Closed -$435K
SWVLW icon
2007
Swvl Holdings Corp Warrant
SWVLW
$129K
– –
-21,530
Closed –
TAP icon
2008
Molson Coors Class B
TAP
$7.85B
– –
-21,227
Closed -$1.09M
TEAM icon
2009
Atlassian
TEAM
$28.5B
– –
-3,348
Closed -$573K
TFX icon
2010
Teleflex
TFX
$6.16B
– –
-1,790
Closed -$453K
THG icon
2011
Hanover Insurance
THG
$7.96B
– –
-2,431
Closed -$312K
TIL icon
2012
Instil Bio
TIL
$48.4M
– –
-3,730
Closed -$49K
TLRY icon
2013
Tilray
TLRY
$599M
– –
-1,737
Closed -$43K
TM icon
2014
Toyota
TM
$220B
– –
-3,790
Closed -$536K
TMC icon
2015
TMC The Metals Company
TMC
$1.72B
– –
-89,500
Closed -$74K
TMCWW
2016
TMC The Metals Company Warrants
TMCWW
$456K
– –
-10,000
Closed -$1K
TNYA icon
2017
Tenaya Therapeutics
TNYA
$173M
– –
-30,000
Closed -$85K
TPL icon
2018
Texas Pacific Land
TPL
$26.7B
– –
-3,627
Closed -$685K
TRI icon
2019
Thomson Reuters
TRI
$43.4B
– –
-2,741
Closed -$375K
TYL icon
2020
Tyler Technologies
TYL
$12.6B
– –
-1,120
Closed -$397K
ULTA icon
2021
Ulta Beauty
ULTA
$23.1B
– –
-5,132
Closed -$2.8M
UNG icon
2022
United States Natural Gas Fund
UNG
$458M
– –
-3,063
Closed -$85K
UP icon
2023
Wheels Up
UP
$207M
– –
-2,051
Closed -$259K
USO icon
2024
United States Oil Fund
USO
$1.79B
– –
-4,137
Closed -$274K
USPH icon
2025
US Physical Therapy
USPH
$1.17B
– –
-3,595
Closed -$351K
79 80
81
82 83

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.