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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBA icon
2001
Pembina Pipeline
PBA
$27.6B
$105K ﹤0.01%
3,119
+1,301
+72% +$43.6K
UITB icon
2002
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$105K ﹤0.01%
2,307
-9,166
-80% -$415K
WEN icon
2003
Wendy's
WEN
$1.46B
$105K ﹤0.01%
4,680
-38
-0.8% -$811
JWSM
2004
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$105K ﹤0.01%
10,396
-4,160
-29% -$41.7K
UNVR
2005
DELISTED
Univar Solutions Inc.
UNVR
$105K ﹤0.01%
3,323
-46
-1% -$1.32K
MAA icon
2006
Mid-America Apartment Communities
MAA
$15.7B
$104K ﹤0.01%
669
+22
+3% +$3.43K
MDYG icon
2007
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$104K ﹤0.01%
1,600
-100
-6% -$6.58K
CALY
2008
Callaway Golf Company
CALY
$3.14B
$104K ﹤0.01%
5,295
+1,000
+23% +$19.7K
ARKQ icon
2009
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$103K ﹤0.01%
2,521
-237,969
-99% -$10.5M
STAA icon
2010
STAAR Surgical
STAA
$1.21B
$103K ﹤0.01%
2,123
+205
+11% +$12.9K
BAB icon
2011
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$102K ﹤0.01%
4,000
-4,032
-50% -$103K
MVT
2012
DELISTED
BlackRock MuniVest Fund II
MVT
$102K ﹤0.01%
9,832
-24,189
-71% -$248K
RS icon
2013
Reliance Steel & Aluminium
RS
$21.6B
$102K ﹤0.01%
505
+2
+0.4% +$398
RSPN icon
2014
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$102K ﹤0.01%
2,865
+10
+0.4% +$350
SGDM icon
2015
Sprott Gold Miners ETF
SGDM
$662M
$102K ﹤0.01%
4,149
-2,485
-37% -$57.3K
CSTL icon
2016
Castle Biosciences
CSTL
$979M
$101K ﹤0.01%
4,294
+154
+4% +$3.57K
DRIV icon
2017
Global X Autonomous & Electric Vehicles ETF
DRIV
$394M
$101K ﹤0.01%
5,107
-2,595
-34% -$55.5K
PPH icon
2018
VanEck Pharmaceutical ETF
PPH
$988M
$101K ﹤0.01%
1,300
– –
RWT
2019
Redwood Trust
RWT
$594M
$101K ﹤0.01%
15,065
+31
+0.2% +$217
TOL icon
2020
Toll Brothers
TOL
$14.5B
$101K ﹤0.01%
2,055
-1,036
-34% -$47.6K
CBH
2021
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$101K ﹤0.01%
11,750
– –
GUG
2022
Guggenheim Active Allocation Fund
GUG
$511M
$100K ﹤0.01%
7,500
– –
ACQRU
2023
DELISTED
Independence Holdings Corp. Units
ACQRU
$100K ﹤0.01%
10,000
– –
ATR icon
2024
AptarGroup
ATR
$8.61B
$99K ﹤0.01%
903
+575
+175% +$59K
FFIN icon
2025
First Financial Bankshares
FFIN
$4.97B
$99K ﹤0.01%
2,896
+6
+0.2% +$227
79 80
81
82 83

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.