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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVRR icon
2001
Fiverr
FVRR
$339M
$98K ﹤0.01%
3,227
+50
+2% +$1.78K
GEM icon
2002
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$98K ﹤0.01%
3,798
+505
+15% +$14.6K
MZTI
2003
The Marzetti Company
MZTI
$3.11B
$98K ﹤0.01%
657
+568
+638% +$84.3K
MMIN icon
2004
IQ MacKay Municipal Insured ETF
MMIN
$478M
$98K ﹤0.01%
4,277
-1,973
-32% -$47.9K
NUV icon
2005
Nuveen Municipal Value Fund
NUV
$1.91B
$98K ﹤0.01%
11,699
+1,699
+17% +$15.3K
QQQH
2006
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$98K ﹤0.01%
2,542
– –
CNX icon
2007
CNX Resources
CNX
$5.2B
$97K ﹤0.01%
6,322
+2,977
+89% +$50.4K
LBTYA icon
2008
Liberty Global Class A
LBTYA
$3.6B
$97K ﹤0.01%
6,282
+220
+4% +$4.42K
NBXG
2009
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$97K ﹤0.01%
10,375
+957
+10% +$10.1K
PINE
2010
Alpine Income Property Trust
PINE
$352M
$97K ﹤0.01%
6,032
+98
+2% +$1.76K
TXT icon
2011
Textron
TXT
$15.4B
$97K ﹤0.01%
1,666
-8,141
-83% -$516K
GNOM icon
2012
Global X Genomics & Biotechnology ETF
GNOM
$85.2M
$96K ﹤0.01%
1,927
– –
GUG
2013
Guggenheim Active Allocation Fund
GUG
$511M
$96K ﹤0.01%
+7,500
New +$110K
AIRR icon
2014
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$95K ﹤0.01%
2,500
– –
BGH
2015
Barings Global Short Duration High Yield Fund
BGH
$287M
$95K ﹤0.01%
7,800
+2,800
+56% +$37.6K
FRPT icon
2016
Freshpet
FRPT
$3.22B
$95K ﹤0.01%
1,905
+1,284
+207% +$60.5K
LOB icon
2017
Live Oak Bancshares
LOB
$1.97B
$95K ﹤0.01%
3,132
+17
+0.5% +$610
SCHE icon
2018
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$95K ﹤0.01%
4,264
+1,493
+54% +$36.9K
YELP icon
2019
Yelp
YELP
$1.41B
$95K ﹤0.01%
2,818
-2,541
-47% -$84.1K
FDEU
2020
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$95K ﹤0.01%
10,000
– –
JSD
2021
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$95K ﹤0.01%
8,038
-105
-1% -$1.3K
AVNT icon
2022
Avient
AVNT
$4.19B
$94K ﹤0.01%
3,123
+1,332
+74% +$55.2K
FDD icon
2023
First Trust STOXX European Select Dividend Income Fund
FDD
$911M
$94K ﹤0.01%
10,120
– –
ASTH icon
2024
Astrana Health
ASTH
$1.77B
$94K ﹤0.01%
2,427
-6
-0.2% -$275
SMAR
2025
DELISTED
Smartsheet Inc.
SMAR
$94K ﹤0.01%
2,760
+2,228
+419% +$75.5K
79 80
81
82 83

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.