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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.07%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$20.7B
AUM Growth
-$693M
Cap. Flow
+$481M
Cap. Flow %
2.32%
Top 10 Hldgs %
19.11%
Holding
4,253
New
320
Increased
1,932
Reduced
990
Closed
198

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$81.9M
2
META icon
Meta Platforms (Facebook)
META
+$59.7M
3
OMF icon
OneMain Financial
OMF
+$43.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$38M
5
CNC icon
Centene
CNC
+$29.7M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$142M
2
BDX icon
Becton Dickinson
BDX
+$105M
3
DE icon
Deere & Co
DE
+$90.8M
4
ACGL icon
Arch Capital
ACGL
+$74.5M
5
VCRA
VOCERA COMMUNICATIONS, INC.
VCRA
+$52.3M

Sector Composition

Rank Sector Weight
1 Technology 19.9%
2 Financials 13.59%
3 Healthcare 11.93%
4 Consumer Discretionary 6.75%
5 Industrials 6.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYL icon
2001
Tyler Technologies
TYL
$13B
$96K ﹤0.01%
216
+147
+213% +$66.1K
VIRT icon
2002
Virtu Financial
VIRT
$4.92B
$96K ﹤0.01%
2,603
-14,560
-85% -$481K
VSGX icon
2003
Vanguard ESG International Stock ETF
VSGX
$6.73B
$96K ﹤0.01%
1,694
+489
+41% +$28.7K
VWOB icon
2004
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$96K ﹤0.01%
1,380
+96
+7% +$6.95K
AWF
2005
AllianceBernstein Global High Income Fund
AWF
$870M
$95K ﹤0.01%
8,506
+1,666
+24% +$18.7K
KIE icon
2006
State Street SPDR S&P Insurance ETF
KIE
$680M
$95K ﹤0.01%
2,263
-122
-5% -$4.92K
LGO
2007
Largo
LGO
$79.7M
$95K ﹤0.01%
7,525
– –
SF
2008
Stifel
SF
$12.7B
$95K ﹤0.01%
2,136
-128
-6% -$6.15K
STEM icon
2009
Stem
STEM
$50.9M
$95K ﹤0.01%
434
+175
+68% +$40.7K
WDIV icon
2010
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
$95K ﹤0.01%
1,420
– –
DGRS icon
2011
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$412M
$94K ﹤0.01%
2,121
+10
+0.5% +$453
NU icon
2012
Nu Holdings
NU
$67B
$94K ﹤0.01%
12,300
+11,800
+2,360% +$94.7K
PBR icon
2013
Petrobras
PBR
$118B
$94K ﹤0.01%
6,393
+2,164
+51% +$29K
SPFF icon
2014
Global X SuperIncome Preferred ETF
SPFF
$141M
$94K ﹤0.01%
8,450
– –
PFHD
2015
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
$94K ﹤0.01%
4,188
+980
+31% +$20.8K
CUBE icon
2016
CubeSmart
CUBE
$9.23B
$93K ﹤0.01%
1,814
+201
+12% +$10.2K
PII icon
2017
Polaris
PII
$3.97B
$93K ﹤0.01%
897
+337
+60% +$38.4K
DFJ icon
2018
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$92K ﹤0.01%
1,401
-280
-17% -$19.4K
DVAX
2019
DELISTED
Dynavax Technologies
DVAX
$92K ﹤0.01%
8,500
– –
JSML icon
2020
Janus Henderson Small Cap Growth Alpha ETF
JSML
$376M
$92K ﹤0.01%
+1,613
New +$92.4K
PFLT icon
2021
PennantPark Floating Rate Capital
PFLT
$734M
$92K ﹤0.01%
6,855
– –
SHOO icon
2022
Steven Madden
SHOO
$3.58B
$92K ﹤0.01%
2,388
-285
-11% -$11.8K
ENFR icon
2023
Alerian Energy Infrastructure ETF
ENFR
$521M
$91K ﹤0.01%
4,047
+42
+1% +$879
PJT icon
2024
PJT Partners
PJT
$4.33B
$91K ﹤0.01%
1,451
-21
-1% -$1.37K
XHE icon
2025
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$91K ﹤0.01%
820
-123
-13% -$13.1K
79 80
81
82 83

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Rockefeller Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Rockefeller Capital Management held 4,253 positions worth $20.7B, down 3.2% from $21.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management's Q1 2022 filing shows 320 new, 1,932 increased, 990 reduced and 198 closed positions. Its largest new stake was Fidelity Stocks for Inflation ETF: 436,562 shares worth $14.8M. The largest sale was First Horizon, an estimated $142M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q1 2022 buy was Fidelity Stocks for Inflation ETF: 436,562 shares worth $14.8M.
  • Rockefeller Capital Management added most to Allstate in Q1 2022, an estimated $81.9M increase.
  • Rockefeller Capital Management's biggest Q1 2022 reduction was First Horizon, cutting an estimated $142M.
  • Rockefeller Capital Management fully exited VOCERA COMMUNICATIONS, INC. in Q1 2022, selling an estimated $52.3M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $20.7B portfolio in Q1 2022.
  • Rockefeller Capital Management opened 320 new positions and closed 198 in Q1 2022.
  • Rockefeller Capital Management's portfolio value fell 3.2% quarter-over-quarter to $20.7B.

Based on Rockefeller Capital Management's 13F filing for Q1 2022, filed 13 May 2022.