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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLEX icon
2001
Flex
FLEX
$44.8B
$86K ﹤0.01%
6,303
+1,380
+28% +$18.7K
LGLV icon
2002
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$86K ﹤0.01%
573
– –
PSN icon
2003
Parsons
PSN
$5.08B
$86K ﹤0.01%
2,582
-109
-4% -$3.78K
BYM
2004
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$85K ﹤0.01%
5,494
– –
IYY icon
2005
iShares Dow Jones US ETF
IYY
$3.07B
$85K ﹤0.01%
726
– –
MUE
2006
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$85K ﹤0.01%
6,114
– –
XLG icon
2007
Invesco S&P 500 Top 50 ETF
XLG
$11B
$85K ﹤0.01%
2,320
-2,760
-54% -$98.4K
RNLX
2008
DELISTED
Renalytix plc American Depositary Shares
RNLX
$85K ﹤0.01%
5,400
– –
GPK icon
2009
Graphic Packaging
GPK
$3.58B
$84K ﹤0.01%
4,353
+1,013
+30% +$20.3K
IDU icon
2010
iShares US Utilities ETF
IDU
$1.36B
$84K ﹤0.01%
960
-440
-31% -$36.8K
TLRY icon
2011
Tilray
TLRY
$622M
$84K ﹤0.01%
1,197
-41
-3% -$4.13K
AAC.U
2012
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$84K ﹤0.01%
8,500
– –
IGI
2013
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$83K ﹤0.01%
3,800
– –
IQDF icon
2014
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$83K ﹤0.01%
3,250
– –
JPIN icon
2015
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$83K ﹤0.01%
1,407
+36
+3% +$2.17K
AWF
2016
AllianceBernstein Global High Income Fund
AWF
$872M
$82K ﹤0.01%
6,840
– –
HII icon
2017
Huntington Ingalls Industries
HII
$12.8B
$82K ﹤0.01%
444
-195
-31% -$37.7K
RXI icon
2018
iShares Global Consumer Discretionary ETF
RXI
$278M
$82K ﹤0.01%
461
+57
+14% +$10.1K
SLYG icon
2019
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$82K ﹤0.01%
903
-27
-3% -$2.46K
MUI
2020
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$82K ﹤0.01%
5,428
-26
-0.5% -$398
ADC icon
2021
Agree Realty
ADC
$9.41B
$81K ﹤0.01%
1,152
-547
-32% -$37.9K
BWA icon
2022
BorgWarner
BWA
$13.9B
$81K ﹤0.01%
2,057
+1,431
+229% +$57.5K
CWST icon
2023
Casella Waste Systems
CWST
$5.69B
$81K ﹤0.01%
958
+864
+919% +$72.4K
LEA icon
2024
Lear
LEA
$8.18B
$81K ﹤0.01%
449
-243
-35% -$42.7K
PULS icon
2025
PGIM Ultra Short Bond ETF
PULS
$18.4B
$81K ﹤0.01%
1,637
+2
+0.1% +$99
79 80
81
82 83

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.