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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXST icon
2001
Nexstar Media Group
NXST
$5.97B
$59K ﹤0.01%
402
+269
+202% +$40K
PULS icon
2002
PGIM Ultra Short Bond ETF
PULS
$18.3B
$59K ﹤0.01%
1,204
-646
-35% -$32.2K
SJNK icon
2003
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$59K ﹤0.01%
2,171
+14
+0.6% +$384
SKIL icon
2004
Skillsoft
SKIL
$81.6M
$59K ﹤0.01%
300
-575
-66% -$115K
SNN icon
2005
Smith & Nephew
SNN
$12.6B
$59K ﹤0.01%
1,382
-17,389
-93% -$732K
UDR icon
2006
UDR
UDR
$12.3B
$59K ﹤0.01%
1,225
-244
-17% -$11.5K
BTRSW
2007
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$59K ﹤0.01%
15,000
– –
LAC
2008
DELISTED
Lithium Americas Corp. Common Shares
LAC
$59K ﹤0.01%
4,000
-1,000
-20% -$14.3K
FICO icon
2009
Fair Isaac
FICO
$22.5B
$58K ﹤0.01%
117
+2
+2% +$1.01K
LYV icon
2010
Live Nation Entertainment
LYV
$42.1B
$58K ﹤0.01%
664
+479
+259% +$41.1K
NYT icon
2011
New York Times
NYT
$10.2B
$58K ﹤0.01%
1,345
+600
+81% +$26.7K
RYAAY icon
2012
Ryanair
RYAAY
$31.3B
$58K ﹤0.01%
1,375
+1,157
+531% +$52.2K
TS icon
2013
Tenaris
TS
$26.8B
$58K ﹤0.01%
2,698
+34
+1% +$768
LHCG
2014
DELISTED
LHC Group LLC
LHCG
$58K ﹤0.01%
291
+1
+0.3% +$201
BBWI icon
2015
Bath & Body Works
BBWI
$4.1B
$57K ﹤0.01%
983
-47
-5% -$2.54K
CAKE icon
2016
Cheesecake Factory
CAKE
$5.33B
$57K ﹤0.01%
1,065
-69
-6% -$3.99K
IDEV icon
2017
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$57K ﹤0.01%
850
– –
UA icon
2018
Under Armour Class C
UA
$2.53B
$57K ﹤0.01%
3,121
– –
VHC icon
2019
VirnetX Holding Corp
VHC
$63.1M
$57K ﹤0.01%
669
– –
DNMR
2020
DELISTED
Danimer Scientific, Inc.
DNMR
$57K ﹤0.01%
58
-57
-50% -$56.8K
AWP
2021
abrdn Global Premier Properties Fund
AWP
$367M
$56K ﹤0.01%
2,936
+2,036
+226% +$38.8K
BTG icon
2022
B2Gold
BTG
$6.64B
$56K ﹤0.01%
+13,385
New +$65.3K
CWEN.A
2023
DELISTED
Clearway Energy Class A
CWEN.A
$56K ﹤0.01%
2,250
+1,250
+125% +$32.1K
JMIA
2024
Jumia Technologies
JMIA
$767M
$56K ﹤0.01%
1,860
-9,126
-83% -$276K
REYN icon
2025
Reynolds Consumer Products
REYN
$5.59B
$56K ﹤0.01%
+1,857
New +$56.3K
79 80
81
82 83

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.