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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDV icon
2001
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$37K ﹤0.01%
295
+170
+136% +$23.2K
FNDC icon
2002
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$37K ﹤0.01%
1,011
+572
+130% +$20.9K
LILA icon
2003
Liberty Latin America Class A
LILA
$1.67B
$37K ﹤0.01%
4,285
-4
-0.1% -$33
NYT icon
2004
New York Times
NYT
$10.5B
$37K ﹤0.01%
745
-419
-36% -$21K
SGMO
2005
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$37K ﹤0.01%
3,000
+2,900
+2,900% +$39.1K
TY icon
2006
TRI-Continental Corp
TY
$1.91B
$37K ﹤0.01%
1,161
+9
+0.8% +$278
FLG.PRU
2007
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$37K ﹤0.01%
+742
New +$35.1K
BSJO
2008
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$37K ﹤0.01%
+1,497
New +$37.3K
BSJN
2009
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$37K ﹤0.01%
+1,485
New +$37.6K
BLNK icon
2010
Blink Charging
BLNK
$86M
$36K ﹤0.01%
+900
New +$39.2K
BMVP icon
2011
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$36K ﹤0.01%
948
– –
CVBF icon
2012
CVB Financial
CVBF
$3.97B
$36K ﹤0.01%
1,636
+216
+15% +$4.7K
EOI
2013
Eaton Vance Enhanced Equity Income Fund
EOI
$828M
$36K ﹤0.01%
2,175
– –
HEPA
2014
DELISTED
Hepion Pharmaceuticals
HEPA
$36K ﹤0.01%
+20
New +$43.8K
ITT icon
2015
ITT
ITT
$18.9B
$36K ﹤0.01%
404
-33
-8% -$2.72K
LOB icon
2016
Live Oak Bancshares
LOB
$1.95B
$36K ﹤0.01%
527
+24
+5% +$1.26K
LSTR icon
2017
Landstar System
LSTR
$6.05B
$36K ﹤0.01%
223
-10
-4% -$1.55K
PD icon
2018
PagerDuty
PD
$916M
$36K ﹤0.01%
900
+252
+39% +$11.5K
QAI icon
2019
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$36K ﹤0.01%
1,138
+8
+0.7% +$257
QNCX icon
2020
Quince Therapeutics
QNCX
$30M
$36K ﹤0.01%
+5
New +$36K
RAMP icon
2021
LiveRamp
RAMP
$2.3B
$36K ﹤0.01%
708
-478
-40% -$32.6K
SMFG icon
2022
Sumitomo Mitsui Financial
SMFG
$161B
$36K ﹤0.01%
5,076
-372
-7% -$2.59K
VITL icon
2023
Vital Farms
VITL
$483M
$36K ﹤0.01%
1,660
– –
ARTY
2024
iShares Future AI & Tech ETF
ARTY
$3.78B
$36K ﹤0.01%
+845
New +$38.1K
DCUE
2025
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$36K ﹤0.01%
+374
New +$36.4K
79 80
81
82 83

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.