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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGA
2001
DELISTED
Northern Genesis Acquisition Corp.
NGA
$21K ﹤0.01%
+1,200
New +$14.7K
WDR
2002
DELISTED
Waddell & Reed Financial, Inc.
WDR
$21K ﹤0.01%
828
– –
HSKA
2003
DELISTED
Heska Corp
HSKA
$21K ﹤0.01%
150
-100
-40% -$12.4K
CVM icon
2004
CEL-SCI Corp
CVM
$26M
$20K ﹤0.01%
+58
New +$22.9K
DJCO icon
2005
Daily Journal
DJCO
$773M
$20K ﹤0.01%
+50
New +$14.2K
FAF icon
2006
First American
FAF
$7.37B
$20K ﹤0.01%
389
+181
+87% +$9.09K
GLPI icon
2007
Gaming and Leisure Properties
GLPI
$12.5B
$20K ﹤0.01%
491
+108
+28% +$4.36K
HTBK
2008
DELISTED
Heritage Commerce
HTBK
$20K ﹤0.01%
2,283
+306
+15% +$2.48K
HXL icon
2009
Hexcel
HXL
$7.63B
$20K ﹤0.01%
414
-1,024
-71% -$44.6K
INDY icon
2010
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$20K ﹤0.01%
494
– –
JEF icon
2011
Jefferies Financial Group
JEF
$12.8B
$20K ﹤0.01%
871
+100
+13% +$2.1K
JLL icon
2012
Jones Lang LaSalle
JLL
$16.4B
$20K ﹤0.01%
138
-49
-26% -$6.29K
MAIN icon
2013
Main Street Capital
MAIN
$5.47B
$20K ﹤0.01%
640
+12
+2% +$369
NTLA icon
2014
Intellia Therapeutics
NTLA
$1.68B
$20K ﹤0.01%
373
+48
+15% +$1.74K
PMT
2015
PennyMac Mortgage Investment
PMT
$818M
$20K ﹤0.01%
1,162
+870
+298% +$14.7K
POST icon
2016
Post Holdings
POST
$3.45B
$20K ﹤0.01%
316
+128
+68% +$7.91K
SLGN icon
2017
Silgan Holdings
SLGN
$4.35B
$20K ﹤0.01%
565
-153
-21% -$5.51K
SXT icon
2018
Sensient Technologies
SXT
$5.51B
$20K ﹤0.01%
279
+54
+24% +$3.77K
WTM icon
2019
White Mountains Insurance
WTM
$5.04B
$20K ﹤0.01%
20
– –
ZD icon
2020
Ziff Davis
ZD
$2B
$20K ﹤0.01%
240
-192
-44% -$13.9K
CLR
2021
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$20K ﹤0.01%
1,314
+43
+3% +$643
APA icon
2022
APA Corp
APA
$14.4B
$19K ﹤0.01%
1,429
+1,010
+241% +$11.8K
AVAV icon
2023
AeroVironment
AVAV
$9.57B
$19K ﹤0.01%
+228
New +$18.3K
BAND
2024
Bandwidth Inc
BAND
$1.7B
$19K ﹤0.01%
125
+100
+400% +$16.5K
BNS icon
2025
Scotiabank
BNS
$108B
$19K ﹤0.01%
367
+266
+263% +$12.6K
79 80
81
82 83

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.