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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRL icon
2001
Cracker Barrel
CBRL
$1.25B
$10K ﹤0.01%
90
– –
CSL icon
2002
Carlisle Companies
CSL
$15.3B
$10K ﹤0.01%
+86
New +$10.6K
FAF icon
2003
First American
FAF
$7.37B
$10K ﹤0.01%
208
-1,203
-85% -$62.3K
G icon
2004
Genpact
G
$5.74B
$10K ﹤0.01%
270
– –
GGZ
2005
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$10K ﹤0.01%
1,000
– –
GNOM icon
2006
Global X Genomics & Biotechnology ETF
GNOM
$87.5M
$10K ﹤0.01%
+150
New +$10.7K
GSSC icon
2007
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$10K ﹤0.01%
246
– –
JGH icon
2008
Nuveen Global High Income Fund
JGH
$356M
$10K ﹤0.01%
750
– –
LTBR icon
2009
Lightbridge
LTBR
$333M
$10K ﹤0.01%
2,499
– –
LXP icon
2010
LXP Industrial Trust
LXP
$3.58B
$10K ﹤0.01%
207
– –
MGY icon
2011
Magnolia Oil & Gas
MGY
$6.16B
$10K ﹤0.01%
2,034
– –
MLKN icon
2012
MillerKnoll
MLKN
$1.64B
$10K ﹤0.01%
344
– –
NDSN icon
2013
Nordson
NDSN
$17.2B
$10K ﹤0.01%
55
+7
+15% +$1.35K
NKTR icon
2014
Nektar Therapeutics
NKTR
$2.53B
$10K ﹤0.01%
42
+6
+17% +$1.89K
ORA icon
2015
Ormat Technologies
ORA
$6.87B
$10K ﹤0.01%
181
-27
-13% -$1.63K
PIO icon
2016
Invesco Global Water ETF
PIO
$280M
$10K ﹤0.01%
+344
New +$10.7K
POST icon
2017
Post Holdings
POST
$3.45B
$10K ﹤0.01%
188
+78
+71% +$4.45K
SCHH icon
2018
Schwab US REIT ETF
SCHH
$11.2B
$10K ﹤0.01%
602
-910
-60% -$16.4K
SDIV icon
2019
Global X SuperDividend ETF
SDIV
$1.22B
$10K ﹤0.01%
321
– –
SPTS icon
2020
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$10K ﹤0.01%
+342
New +$10.5K
UBSI icon
2021
United Bankshares
UBSI
$6.55B
$10K ﹤0.01%
467
-20
-4% -$521
VICI icon
2022
VICI Properties
VICI
$28.7B
$10K ﹤0.01%
438
– –
VNET
2023
VNET Group
VNET
$2.13B
$10K ﹤0.01%
+465
New +$10.8K
UCB
2024
United Community Banks
UCB
$4.27B
$10K ﹤0.01%
632
+510
+418% +$9.18K
MARK
2025
DELISTED
Remark Holdings, Inc.
MARK
$10K ﹤0.01%
+914
New +$12.7K
79 80
81
82 83

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.