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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
2001
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$4K ﹤0.01%
113
– –
FMX icon
2002
Fomento Económico Mexicano
FMX
$41.7B
$4K ﹤0.01%
65
-1
-2% -$85
FN icon
2003
Fabrinet
FN
$20.1B
$4K ﹤0.01%
74
– –
GALT icon
2004
Galectin Therapeutics
GALT
$348M
$4K ﹤0.01%
2,000
– –
GDOT icon
2005
Green Dot
GDOT
$745M
$4K ﹤0.01%
175
-75
-30% -$2.16K
GEM icon
2006
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$4K ﹤0.01%
+151
New +$4.76K
GMS
2007
DELISTED
GMS Inc
GMS
$4K ﹤0.01%
+250
New +$5.92K
B
2008
Barrick Mining
B
$73.2B
$4K ﹤0.01%
200
-79
-28% -$1.48K
GRP.U
2009
DELISTED
Granite Real Estate Investment Trust
GRP.U
$4K ﹤0.01%
101
– –
HBIO icon
2010
Harvard Bioscience
HBIO
$29.2M
$4K ﹤0.01%
200
– –
IHD
2011
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$4K ﹤0.01%
+750
New +$5.32K
IRTC icon
2012
iRhythm Holdings
IRTC
$4.2B
$4K ﹤0.01%
50
+49
+4,900% +$4.06K
IX icon
2013
ORIX
IX
$43.5B
$4K ﹤0.01%
+300
New +$4.73K
LIVN icon
2014
LivaNova
LIVN
$4.2B
$4K ﹤0.01%
+83
New +$5.37K
MEI icon
2015
Methode Electronics
MEI
$592M
$4K ﹤0.01%
+135
New +$4.4K
MTZ icon
2016
MasTec
MTZ
$21.9B
$4K ﹤0.01%
131
-264
-67% -$13.4K
NEOG icon
2017
Neogen
NEOG
$2.5B
$4K ﹤0.01%
+130
New +$4.27K
NML
2018
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$4K ﹤0.01%
+2,000
New +$10.8K
PAGS icon
2019
PagSeguro Digital
PAGS
$2.55B
$4K ﹤0.01%
199
-101
-34% -$3.07K
PTEN icon
2020
Patterson-UTI
PTEN
$3.76B
$4K ﹤0.01%
1,641
+405
+33% +$2.62K
RBC icon
2021
RBC Bearings
RBC
$18B
$4K ﹤0.01%
+36
New +$5.58K
REX icon
2022
REX American Resources
REX
$1.41B
$4K ﹤0.01%
+462
New +$5.25K
RL icon
2023
Ralph Lauren
RL
$23.6B
$4K ﹤0.01%
+57
New +$5.99K
SF
2024
Stifel
SF
$12.6B
$4K ﹤0.01%
225
– –
SIGI icon
2025
Selective Insurance
SIGI
$5.73B
$4K ﹤0.01%
82
-184
-69% -$11.2K
79 80
81
82 83

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.