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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VREX icon
2001
Varex Imaging
VREX
$496M
$1K ﹤0.01%
+38
New +$1.14K
VTIP icon
2002
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1K ﹤0.01%
26
– –
VWOB icon
2003
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$1K ﹤0.01%
12
– –
WWW icon
2004
Wolverine World Wide
WWW
$1.65B
$1K ﹤0.01%
+38
New +$1.19K
YCBD icon
2005
cbdMD
YCBD
$5.62M
$1K ﹤0.01%
+1
New +$1.2K
RCM
2006
DELISTED
R1 RCM Inc. Common Stock
RCM
$1K ﹤0.01%
+96
New +$1.1K
LTHM
2007
DELISTED
Livent Corporation
LTHM
$1K ﹤0.01%
91
-332
-78% -$2.54K
CAJ
2008
DELISTED
Canon, Inc.
CAJ
$1K ﹤0.01%
50
-11
-18% -$302
PRTY
2009
DELISTED
Party City Holdco Inc.
PRTY
$1K ﹤0.01%
234
-592
-72% -$2.23K
ZNGA
2010
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1K ﹤0.01%
+90
New +$557
SNR
2011
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$1K ﹤0.01%
+120
New +$890
APHA
2012
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
+120
New +$589
NEOS
2013
DELISTED
Neos Therapeutics, Inc
NEOS
$1K ﹤0.01%
578
– –
TCO
2014
DELISTED
Taubman Centers Inc.
TCO
$1K ﹤0.01%
26
– –
BGG
2015
DELISTED
Briggs & Stratton Corp.
BGG
$1K ﹤0.01%
133
– –
NTGN
2016
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
$1K ﹤0.01%
1,000
– –
DERM
2017
DELISTED
Dermira, Inc.
DERM
$1K ﹤0.01%
+74
New +$639
KNL
2018
DELISTED
Knoll, Inc.
KNL
$1K ﹤0.01%
+25
New +$661
VSTO
2019
DELISTED
Vista Outdoor Inc.
VSTO
$1K ﹤0.01%
200
– –
PEI
2020
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1K ﹤0.01%
9
– –
WBK
2021
DELISTED
Westpac Banking Corporation
WBK
$1K ﹤0.01%
55
– –
CMO
2022
DELISTED
Capstead Mortgage Corp.
CMO
$1K ﹤0.01%
+131
New +$1.01K
AA icon
2023
Alcoa
AA
$11.7B
$0 ﹤0.01%
22
-49
-69% -$1.01K
ACR
2024
ACRES Commercial Realty
ACR
$120M
– –
-167
Closed -$6K
AEM icon
2025
Agnico Eagle Mines
AEM
$74.6B
– –
-92
Closed -$5K
79 80
81
82 83

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.