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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLYS icon
1976
Qualys
QLYS
$5.45B
– –
-1,566
Closed -$203K
QTEC icon
1977
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.63B
– –
-3,170
Closed -$413K
RARE icon
1978
Ultragenyx Pharmaceutical
RARE
$2.46B
– –
-6,247
Closed -$249K
RCL icon
1979
Royal Caribbean
RCL
$86.7B
– –
-3,605
Closed -$234K
REAL icon
1980
The RealReal
REAL
$1.51B
– –
-55,122
Closed -$69K
RLI icon
1981
RLI Corp
RLI
$5.62B
– –
-3,900
Closed -$258K
RPAY icon
1982
Repay Holdings
RPAY
$343M
– –
-11,467
Closed -$75K
RPG icon
1983
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-18,695
Closed -$565K
RSPG icon
1984
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$559M
– –
-7,067
Closed -$482K
RSPT icon
1985
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.57B
– –
-10,190
Closed -$281K
RWR icon
1986
State Street SPDR Dow Jones REIT ETF
RWR
$1.99B
– –
-2,482
Closed -$219K
RWT
1987
Redwood Trust
RWT
$580M
– –
-15,259
Closed -$102K
SAIC icon
1988
Saic
SAIC
$5.08B
– –
-3,814
Closed -$409K
SAM icon
1989
Boston Beer
SAM
$1.94B
– –
-1,749
Closed -$574K
SBAC icon
1990
SBA Communications
SBAC
$19B
– –
-3,836
Closed -$1M
SE icon
1991
Sea Limited
SE
$68.1B
– –
-4,119
Closed -$355K
SIG icon
1992
Signet Jewelers
SIG
$3.69B
– –
-140,951
Closed -$11M
FIRY
1993
Firy Inc
FIRY
$144M
– –
-1,865
Closed -$22K
SLDP icon
1994
Solid Power
SLDP
$479M
– –
-15,000
Closed -$45K
SLYV icon
1995
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5B
– –
-3,160
Closed -$240K
SMRT icon
1996
SmartRent
SMRT
$197M
– –
-27,500
Closed -$70K
SPAQ icon
1997
Horizon Kinetics SPAC Active ETF
SPAQ
$10.1M
– –
-2,141
Closed -$205K
SPRU icon
1998
Spruce Power Holding Corp
SPRU
$38.9M
– –
-10,088
Closed -$66K
SPSC icon
1999
SPS Commerce
SPSC
$2.72B
– –
-1,779
Closed -$270K
SPT icon
2000
Sprout Social
SPT
$514M
– –
-3,877
Closed -$236K
78 79
80
81 82

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.