We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KXI icon
1976
iShares Global Consumer Staples ETF
KXI
$1.07B
$111K ﹤0.01%
1,866
-1,065
-36% -$61.7K
AIRR icon
1977
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$110K ﹤0.01%
2,500
– –
PPLI
1978
People Inc
PPLI
$3.1B
$110K ﹤0.01%
3,040
-288
-9% -$11.4K
FIF
1979
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$110K ﹤0.01%
7,696
-298
-4% -$4.29K
AIO
1980
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$109K ﹤0.01%
6,794
– –
PRN icon
1981
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$439M
$109K ﹤0.01%
1,273
+5
+0.4% +$438
CANO
1982
DELISTED
Cano Health, Inc.
CANO
$109K ﹤0.01%
797
+52
+7% +$17.6K
ATRC icon
1983
AtriCure
ATRC
$2.11B
$108K ﹤0.01%
2,444
+319
+15% +$13.3K
BIPC icon
1984
Brookfield Infrastructure
BIPC
$4.85B
$108K ﹤0.01%
2,782
-178
-6% -$7.56K
ICSH icon
1985
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$108K ﹤0.01%
2,176
-881
-29% -$44K
IEO icon
1986
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
$108K ﹤0.01%
1,172
+1,015
+646% +$98.4K
MJ icon
1987
Amplify Alternative Harvest ETF
MJ
$105M
$108K ﹤0.01%
2,131
-78
-4% -$4.83K
P
1988
Everpure Inc
P
$29.9B
$108K ﹤0.01%
4,043
+886
+28% +$25.8K
TXT icon
1989
Textron
TXT
$15.4B
$108K ﹤0.01%
1,525
-141
-8% -$9.57K
VCEL icon
1990
Vericel Corp
VCEL
$2.31B
$108K ﹤0.01%
4,138
-328
-7% -$7.81K
ALRM icon
1991
Alarm.com
ALRM
$2.85B
$107K ﹤0.01%
2,165
-185
-8% -$10.2K
FOUR icon
1992
Shift4
FOUR
$3.26B
$107K ﹤0.01%
+1,928
New +$91.1K
GRPN icon
1993
Groupon
GRPN
$1.02B
$107K ﹤0.01%
12,489
-8,685
-41% -$67.2K
IVZ icon
1994
Invesco
IVZ
$13.9B
$107K ﹤0.01%
5,990
-17,593
-75% -$301K
IWC icon
1995
iShares Micro-Cap ETF
IWC
$1.5B
$107K ﹤0.01%
1,000
– –
TRIP icon
1996
TripAdvisor
TRIP
$1.26B
$107K ﹤0.01%
5,969
-1,736
-23% -$36.2K
CDL icon
1997
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
$106K ﹤0.01%
1,802
+89
+5% +$5.16K
TBLL icon
1998
Invesco Short Term Treasury ETF
TBLL
$2.85B
$106K ﹤0.01%
1,013
+2
+0.2% +$211
WIP icon
1999
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$106K ﹤0.01%
2,575
-191
-7% -$7.81K
LAND
2000
Gladstone Land Corp
LAND
$360M
$105K ﹤0.01%
5,752
– –
78 79
80
81 82

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.