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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUBE icon
1976
CubeSmart
CUBE
$9.41B
$90K ﹤0.01%
1,613
+666
+70% +$35.8K
LMND icon
1977
Lemonade
LMND
$4.1B
$90K ﹤0.01%
2,146
-2,630
-55% -$148K
OII icon
1978
Oceaneering
OII
$4.77B
$90K ﹤0.01%
+8,000
New +$104K
SIG icon
1979
Signet Jewelers
SIG
$3.76B
$90K ﹤0.01%
1,035
-11
-1% -$1.01K
MCA
1980
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$90K ﹤0.01%
5,700
– –
FNDB icon
1981
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.46B
$89K ﹤0.01%
4,650
– –
INSG icon
1982
Inseego
INSG
$90.5M
$89K ﹤0.01%
1,530
+617
+68% +$40.1K
KXI icon
1983
iShares Global Consumer Staples ETF
KXI
$1.07B
$89K ﹤0.01%
1,377
+197
+17% +$12.2K
RIOT icon
1984
Riot Platforms
RIOT
$7.76B
$89K ﹤0.01%
4,000
-1,450
-27% -$43.2K
THQ
1985
abrdn Healthcare Opportunities Fund
THQ
$796M
$89K ﹤0.01%
3,500
– –
EEMS icon
1986
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$373M
$88K ﹤0.01%
1,494
+1,230
+466% +$75K
FENY icon
1987
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$88K ﹤0.01%
5,843
+500
+9% +$7.76K
LEGR icon
1988
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$88K ﹤0.01%
2,027
-3,056
-60% -$133K
POST icon
1989
Post Holdings
POST
$3.57B
$88K ﹤0.01%
1,193
-13
-1% -$892
SOCL icon
1990
Global X Social Media ETF
SOCL
$93.4M
$88K ﹤0.01%
+1,650
New +$97.5K
FACA.U
1991
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$88K ﹤0.01%
8,779
– –
BKR icon
1992
Baker Hughes
BKR
$61.1B
$87K ﹤0.01%
3,637
+947
+35% +$23.4K
FCG icon
1993
First Trust Natural Gas ETF
FCG
$614M
$87K ﹤0.01%
5,083
+444
+10% +$7.97K
HEDJ icon
1994
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$87K ﹤0.01%
2,172
+10
+0.5% +$394
PFLT icon
1995
PennantPark Floating Rate Capital
PFLT
$746M
$87K ﹤0.01%
6,855
– –
SITE icon
1996
SiteOne Landscape Supply
SITE
$4.53B
$87K ﹤0.01%
362
-113
-24% -$26.1K
TSEM icon
1997
Tower Semiconductor
TSEM
$28.5B
$87K ﹤0.01%
2,212
-70
-3% -$2.43K
GIIXW
1998
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
$87K ﹤0.01%
+43,032
New +$61.8K
BGH
1999
Barings Global Short Duration High Yield Fund
BGH
$287M
$86K ﹤0.01%
5,000
– –
FEP icon
2000
First Trust Europe AlphaDEX Fund
FEP
$534M
$86K ﹤0.01%
2,006
+23
+1% +$988
78 79
80
81 82

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.