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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FICO icon
1976
Fair Isaac
FICO
$22.5B
$76K ﹤0.01%
191
+74
+63% +$35.2K
FYX icon
1977
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$76K ﹤0.01%
840
+1
+0.1% +$91
GMF icon
1978
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$76K ﹤0.01%
620
+400
+182% +$50.8K
LGLV icon
1979
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$76K ﹤0.01%
573
– –
TGTX icon
1980
TG Therapeutics
TGTX
$7.62B
$76K ﹤0.01%
2,300
-45
-2% -$1.39K
AVNT icon
1981
Avient
AVNT
$4.19B
$75K ﹤0.01%
1,630
-551
-25% -$26.5K
DBJP icon
1982
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$75K ﹤0.01%
+1,500
New +$73.9K
JETS icon
1983
US Global Jets ETF
JETS
$849M
$75K ﹤0.01%
3,200
– –
LEGN icon
1984
Legend Biotech
LEGN
$4.01B
$75K ﹤0.01%
+1,500
New +$62.4K
ATNM icon
1985
Actinium Pharmaceuticals
ATNM
$25M
$74K ﹤0.01%
8,381
+1,500
+22% +$10.4K
KMF
1986
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$74K ﹤0.01%
10,189
+10,175
+72,679% +$73.9K
LOKB.U
1987
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$74K ﹤0.01%
7,000
+5,000
+250% +$52.6K
BOX icon
1988
Box
BOX
$4.6B
$73K ﹤0.01%
3,113
+2,464
+380% +$60.5K
UMBF icon
1989
UMB Financial
UMBF
$11.1B
$73K ﹤0.01%
+755
New +$68.9K
BJ icon
1990
BJs Wholesale Club
BJ
$12.3B
$72K ﹤0.01%
1,332
+150
+13% +$8.01K
CID
1991
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$72K ﹤0.01%
2,288
+26
+1% +$848
MGNI icon
1992
Magnite
MGNI
$3.55B
$71K ﹤0.01%
2,560
– –
BFLY icon
1993
Butterfly Network
BFLY
$2.35B
$70K ﹤0.01%
6,750
+5,900
+694% +$68.1K
FBIN icon
1994
Fortune Brands Innovations
FBIN
$6.06B
$70K ﹤0.01%
928
+27
+3% +$2.25K
KXI icon
1995
iShares Global Consumer Staples ETF
KXI
$1.07B
$70K ﹤0.01%
1,180
+326
+38% +$20.1K
BIZD icon
1996
VanEck BDC Income ETF
BIZD
$1.69B
$69K ﹤0.01%
4,037
+37
+0.9% +$633
CLOU icon
1997
Global X Cloud Computing ETF
CLOU
$263M
$69K ﹤0.01%
2,357
-418
-15% -$12.3K
UPBD icon
1998
Upbound Group
UPBD
$1.16B
$69K ﹤0.01%
1,238
-768
-38% -$45.2K
VSGX icon
1999
Vanguard ESG International Stock ETF
VSGX
$6.76B
$69K ﹤0.01%
1,121
– –
HYZN
2000
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$69K ﹤0.01%
+200
New +$86.6K
78 79
80
81 82

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.