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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
1976
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$39K ﹤0.01%
432
-249
-37% -$21.9K
GCV
1977
Gabelli Convertible and Income Securities Fund
GCV
$94.9M
$39K ﹤0.01%
6,445
– –
GVIP icon
1978
Goldman Sachs Hedge Industry VIP ETF
GVIP
$573M
$39K ﹤0.01%
420
-8
-2% -$756
HSBC icon
1979
HSBC
HSBC
$354B
$39K ﹤0.01%
1,373
+366
+36% +$10.5K
IEUS icon
1980
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
$39K ﹤0.01%
606
– –
KMT icon
1981
Kennametal
KMT
$2.41B
$39K ﹤0.01%
997
+408
+69% +$15.9K
MSGS icon
1982
Madison Square Garden
MSGS
$9.43B
$39K ﹤0.01%
220
-98
-31% -$18.1K
RKT icon
1983
Rocket Companies
RKT
$39B
$39K ﹤0.01%
1,705
-2,697
-61% -$60.3K
SGOL icon
1984
abrdn Physical Gold Shares ETF
SGOL
$7.49B
$39K ﹤0.01%
2,405
– –
SPYM
1985
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$39K ﹤0.01%
850
-67
-7% -$3.04K
VMO icon
1986
Invesco Municipal Opportunity Trust
VMO
$658M
$39K ﹤0.01%
3,010
– –
INFN
1987
DELISTED
Infinera Corporation Common Stock
INFN
$39K ﹤0.01%
4,052
+1,013
+33% +$9.93K
CLII.U
1988
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
$39K ﹤0.01%
+2,500
New +$42.9K
BCRX icon
1989
BioCryst Pharmaceuticals
BCRX
$2.51B
$38K ﹤0.01%
3,800
+500
+15% +$5.16K
BTAI icon
1990
BioXcel Therapeutics
BTAI
$28.7M
$38K ﹤0.01%
56
– –
CCEP icon
1991
Coca-Cola Europacific Partners
CCEP
$46.9B
$38K ﹤0.01%
736
-24
-3% -$1.22K
HYFT
1992
MindWalk Holdings
HYFT
$63.9M
$38K ﹤0.01%
3,965
+1,705
+75% +$23.3K
IXJ icon
1993
iShares Global Healthcare ETF
IXJ
$4.24B
$38K ﹤0.01%
506
+53
+12% +$4.08K
MWA icon
1994
Mueller Water Products
MWA
$4.07B
$38K ﹤0.01%
2,762
– –
RDN icon
1995
Radian Group
RDN
$4.87B
$38K ﹤0.01%
1,671
-273
-14% -$5.81K
RLJ icon
1996
RLJ Lodging Trust
RLJ
$1.67B
$38K ﹤0.01%
2,482
+756
+44% +$11.3K
TPR icon
1997
Tapestry
TPR
$33.3B
$38K ﹤0.01%
957
-18,091
-95% -$697K
TWST icon
1998
Twist Bioscience
TWST
$7.83B
$38K ﹤0.01%
308
-562
-65% -$85.3K
USA icon
1999
Liberty All-Star Equity Fund
USA
$1.86B
$38K ﹤0.01%
5,108
+243
+5% +$1.77K
AMWL icon
2000
American Well
AMWL
$231M
$37K ﹤0.01%
108
+8
+8% +$4.34K
78 79
80
81 82

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.