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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGC
1976
Canopy Growth
CGC
$402M
$21K ﹤0.01%
86
+29
+51% +$6.61K
CLH icon
1977
Clean Harbors
CLH
$16.4B
$21K ﹤0.01%
279
+34
+14% +$2.28K
CLIR icon
1978
ClearSign Technologies
CLIR
$26.6M
$21K ﹤0.01%
750
-4,250
-85% -$111K
CQQQ icon
1979
Invesco China Technology ETF
CQQQ
$3.3B
$21K ﹤0.01%
259
+200
+339% +$15.3K
ERX icon
1980
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$21K ﹤0.01%
1,500
– –
ES icon
1981
Eversource Energy
ES
$26.8B
$21K ﹤0.01%
246
+33
+15% +$2.94K
ESPO icon
1982
VanEck Video Gaming and eSports ETF
ESPO
$259M
$21K ﹤0.01%
311
+270
+659% +$17.3K
FUMB icon
1983
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$21K ﹤0.01%
1,064
+2
+0.2% +$40
FWONA icon
1984
Liberty Media Series A
FWONA
$23.5B
$21K ﹤0.01%
604
+3
+0.5% +$105
GSIE icon
1985
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$21K ﹤0.01%
674
+3
+0.4% +$90
HALO icon
1986
Halozyme
HALO
$11.6B
$21K ﹤0.01%
500
– –
HUN icon
1987
Huntsman Corp
HUN
$1.82B
$21K ﹤0.01%
842
+237
+39% +$5.88K
JELD icon
1988
JELD-WEN Holding
JELD
$162M
$21K ﹤0.01%
858
– –
KMT icon
1989
Kennametal
KMT
$2.41B
$21K ﹤0.01%
589
+57
+11% +$1.96K
LEG icon
1990
Leggett & Platt
LEG
$1.29B
$21K ﹤0.01%
508
+44
+9% +$1.89K
LGIH icon
1991
LGI Homes
LGIH
$1.32B
$21K ﹤0.01%
200
– –
NGVT icon
1992
Ingevity
NGVT
$2.65B
$21K ﹤0.01%
289
-238
-45% -$15.5K
PST icon
1993
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$21K ﹤0.01%
1,375
– –
SLYG icon
1994
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.18B
$21K ﹤0.01%
+284
New +$19.4K
TENB icon
1995
Tenable Holdings
TENB
$4.04B
$21K ﹤0.01%
403
– –
VERI icon
1996
Veritone
VERI
$134M
$21K ﹤0.01%
+770
New +$13.3K
LBAI
1997
DELISTED
Lakeland Bancorp Inc
LBAI
$21K ﹤0.01%
1,705
– –
TRVN
1998
DELISTED
Trevena, Inc.
TRVN
$21K ﹤0.01%
+16
New +$25.4K
TRTN
1999
DELISTED
Triton International Limited
TRTN
$21K ﹤0.01%
435
+196
+82% +$8.29K
LOKB.U
2000
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
$21K ﹤0.01%
+2,000
New +$20.9K
78 79
80
81 82

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.