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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUI icon
1976
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
$11K ﹤0.01%
505
-1
-0.2% -$22
CLOV icon
1977
Clover Health Investments
CLOV
$2.43B
$11K ﹤0.01%
905
– –
CSV icon
1978
Carriage Services
CSV
$544M
$11K ﹤0.01%
+500
New +$10.5K
EXP icon
1979
Eagle Materials
EXP
$6.47B
$11K ﹤0.01%
139
-9
-6% -$727
FMS icon
1980
Fresenius Medical Care
FMS
$13B
$11K ﹤0.01%
281
+25
+10% +$1.08K
HMC icon
1981
Honda
HMC
$41.2B
$11K ﹤0.01%
496
+340
+218% +$8.6K
HUBS icon
1982
HubSpot
HUBS
$10.8B
$11K ﹤0.01%
40
-15
-27% -$3.93K
IRTC icon
1983
iRhythm Holdings
IRTC
$4.11B
$11K ﹤0.01%
50
– –
KNSA icon
1984
Kiniksa Pharmaceuticals
KNSA
$5.97B
$11K ﹤0.01%
750
– –
NVEE
1985
DELISTED
NV5 Global
NVEE
$11K ﹤0.01%
880
– –
PEB icon
1986
Pebblebrook Hotel Trust
PEB
$2B
$11K ﹤0.01%
951
-251
-21% -$3.01K
RGEN icon
1987
Repligen
RGEN
$9.21B
$11K ﹤0.01%
+75
New +$10.7K
SBSW icon
1988
Sibanye-Stillwater
SBSW
$7.55B
$11K ﹤0.01%
+1,011
New +$11.5K
SCHE icon
1989
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$11K ﹤0.01%
433
– –
VRNT
1990
DELISTED
Verint Systems
VRNT
$11K ﹤0.01%
469
-79
-14% -$1.84K
CSA
1991
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$11K ﹤0.01%
274
+239
+683% +$9.96K
INFN
1992
DELISTED
Infinera Corporation Common Stock
INFN
$11K ﹤0.01%
+1,800
New +$12.6K
SAIL
1993
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$11K ﹤0.01%
+300
New +$10.4K
FMBI
1994
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$11K ﹤0.01%
1,040
-106
-9% -$1.31K
BEAT
1995
DELISTED
BioTelemetry, Inc.
BEAT
$11K ﹤0.01%
242
+42
+21% +$1.76K
NID
1996
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11K ﹤0.01%
839
– –
ACGL icon
1997
Arch Capital
ACGL
$33.5B
$10K ﹤0.01%
351
-16
-4% -$488
AMH icon
1998
American Homes 4 Rent
AMH
$12.3B
$10K ﹤0.01%
358
+224
+167% +$6.32K
AVT icon
1999
Avnet
AVT
$7.99B
$10K ﹤0.01%
387
+65
+20% +$1.76K
AX icon
2000
Axos Financial
AX
$5.63B
$10K ﹤0.01%
452
+161
+55% +$3.68K
78 79
80
81 82

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.