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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1976
Ligand Pharmaceuticals
LGND
$5.87B
$1K ﹤0.01%
+16
New +$1.07K
LPX icon
1977
Louisiana-Pacific
LPX
$5.17B
$1K ﹤0.01%
+42
New +$1.19K
LTRX icon
1978
Lantronix
LTRX
$252M
$1K ﹤0.01%
+350
New +$1.18K
LXP icon
1979
LXP Industrial Trust
LXP
$3.57B
$1K ﹤0.01%
21
– –
MFA
1980
MFA Financial
MFA
$933M
$1K ﹤0.01%
+27
New +$824
MOG.A icon
1981
Moog Inc Class A
MOG.A
$12.4B
$1K ﹤0.01%
+10
New +$855
MPT
1982
Medical Properties Trust
MPT
$2.73B
$1K ﹤0.01%
+51
New +$1.03K
MREO
1983
Mereo BioPharma
MREO
$52.5M
$1K ﹤0.01%
358
– –
NEO icon
1984
NeoGenomics
NEO
$2.06B
$1K ﹤0.01%
+41
New +$976
NOAH
1985
Noah Holdings
NOAH
$581M
$1K ﹤0.01%
+20
New +$610
OHI icon
1986
Omega Healthcare
OHI
$14.6B
$1K ﹤0.01%
+13
New +$550
OXSQ icon
1987
Oxford Square Capital
OXSQ
$159M
$1K ﹤0.01%
+104
New +$575
PBA icon
1988
Pembina Pipeline
PBA
$27.9B
$1K ﹤0.01%
40
-83
-67% -$2.97K
PDS
1989
Precision Drilling
PDS
$995M
$1K ﹤0.01%
+49
New +$1.13K
PRTA icon
1990
Prothena Corp
PRTA
$439M
$1K ﹤0.01%
85
– –
HTT
1991
High Templar Tech Ltd
HTT
$391M
$1K ﹤0.01%
+304
New +$1.79K
RIG icon
1992
Transocean
RIG
$5.72B
$1K ﹤0.01%
149
+123
+473% +$634
SGMO
1993
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$1K ﹤0.01%
100
– –
SRVR icon
1994
Pacer Data & Infrastructure Real Estate ETF
SRVR
$376M
$1K ﹤0.01%
+35
New +$1.1K
STLA icon
1995
Stellantis
STLA
$21.3B
$1K ﹤0.01%
+56
New +$810
SXC icon
1996
SunCoke Energy
SXC
$706M
$1K ﹤0.01%
+108
New +$600
TBT icon
1997
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$315M
$1K ﹤0.01%
39
– –
TDS icon
1998
Telephone and Data Systems
TDS
$3.9B
$1K ﹤0.01%
39
– –
TKR icon
1999
Timken Company
TKR
$9.87B
$1K ﹤0.01%
+12
New +$606
UNFI icon
2000
United Natural Foods
UNFI
$2.9B
$1K ﹤0.01%
+145
New +$1.17K
78 79
80
81 82

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.