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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFIN icon
176
Donnelley Financial Solutions
DFIN
$1.22B
$44.5M 0.12%
675,937
-26,332
-4% -$1.71M
AAON icon
177
Aaon
AAON
$7.63B
$44.4M 0.12%
411,720
-87,478
-18% -$7.99M
IEMG icon
178
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$44M 0.12%
766,403
-11,956
-2% -$647K
UPS icon
179
United Parcel Service
UPS
$91.5B
$42.8M 0.12%
313,539
+13,924
+5% +$1.83M
MUB icon
180
iShares National Muni Bond ETF
MUB
$45.4B
$42.7M 0.12%
393,189
+8,759
+2% +$944K
BIL icon
181
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$42.4M 0.11%
461,725
+94,051
+26% +$8.62M
FANG icon
182
Diamondback Energy
FANG
$52.4B
$42M 0.11%
243,444
+9,284
+4% +$1.79M
ROP icon
183
Roper Technologies
ROP
$39B
$41.4M 0.11%
74,468
-1,502
-2% -$826K
NOW icon
184
ServiceNow
NOW
$121B
$41.3M 0.11%
231,790
-2,790
-1% -$459K
PFF icon
185
iShares Preferred and Income Securities ETF
PFF
$13.3B
$41.1M 0.11%
1,236,217
-208,336
-14% -$6.7M
AOA icon
186
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$40.6M 0.11%
514,677
+35,918
+8% +$2.73M
SHV icon
187
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$40.5M 0.11%
366,381
+2,992
+0.8% +$330K
PJT icon
188
PJT Partners
PJT
$4.45B
$40.1M 0.11%
300,964
+8,953
+3% +$1.09M
CMS icon
189
CMS Energy
CMS
$22.4B
$40M 0.11%
566,025
+479,336
+553% +$31.5M
XLI icon
190
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$39.1M 0.11%
289,035
+11,538
+4% +$1.47M
VB icon
191
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$39.1M 0.11%
164,830
+15,488
+10% +$3.52M
MDLZ icon
192
Mondelez International
MDLZ
$79.9B
$38.7M 0.1%
525,141
-17,638
-3% -$1.24M
WDAY icon
193
Workday
WDAY
$42.1B
$38.7M 0.1%
158,234
-5,076
-3% -$1.2M
PGR icon
194
Progressive
PGR
$124B
$38.7M 0.1%
152,451
-6,589
-4% -$1.53M
PRU icon
195
Prudential Financial
PRU
$41.7B
$38.6M 0.1%
318,808
-1,130
-0.4% -$134K
MU icon
196
Micron Technology
MU
$1.01T
$38.5M 0.1%
371,528
-310,870
-46% -$32.5M
KLAC icon
197
KLA
KLAC
$252B
$38.4M 0.1%
495,720
-31,510
-6% -$2.47M
APO icon
198
Apollo Global Management
APO
$74.8B
$38.4M 0.1%
307,228
-1,180
-0.4% -$136K
KKR icon
199
KKR & Co
KKR
$94.9B
$38.4M 0.1%
294,010
-7,039
-2% -$833K
MS icon
200
Morgan Stanley
MS
$343B
$38.2M 0.1%
367,022
+127,066
+53% +$12.8M
6 7
8
9 10

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.