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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
DexCom
DXCM
$31.3B
| $12.5M | 0.12% |
121,516
+5,388
| +5% | +$563K |
|
177
Vanguard FTSE All-World ex-US ETF
VEU
$67.8B
| $12.2M | 0.11% |
242,396
+159,776
| +193% | +$8.11M |
|
178
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
| $12.1M | 0.11% |
482,960
+60,960
| +14% | +$1.5M |
|
179
Chubb
CB
$137B
| $12M | 0.11% |
103,553
-365
| -0.4% | -$45.8K |
|
180
iShares Core S&P Small-Cap ETF
IJR
$111B
| $11.9M | 0.11% |
169,153
+10,537
| +7% | +$755K |
|
181
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $11.9M | 0.11% |
161,538
+6,906
| +4% | +$489K |
|
182
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $11.8M | 0.11% |
318,370
+7,270
| +2% | +$272K |
|
183
Veeva Systems
VEEV
$35.4B
| $11.6M | 0.11% |
41,224
+4,139
| +11% | +$1.09M |
|
184
Emerson Electric
EMR
$87.5B
| $11.3M | 0.11% |
172,274
+111,136
| +182% | +$7.32M |
|
185
Intercontinental Exchange
ICE
$84.1B
| $11.3M | 0.11% |
112,457
+11,669
| +12% | +$1.15M |
|
186
Bank of America
BAC
$441B
| $11.2M | 0.11% |
466,724
-1,896
| -0.4% | -$47.2K |
|
187
Target
TGT
$66.8B
| $11.1M | 0.1% |
70,400
+4,740
| +7% | +$650K |
|
188
Carnival Corporation Ltd
CCL
$39.4B
| $11M | 0.1% |
724,926
-921
| -0.1% | -$14.2K |
|
189
LyondellBasell Industries
LYB
$19.8B
| $11M | 0.1% |
155,909
-6,360
| -4% | -$440K |
|
190
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
| $10.9M | 0.1% |
299,853
+62,104
| +26% | +$2.33M |
|
191
iShares Core US Aggregate Bond ETF
AGG
$137B
| $10.8M | 0.1% |
91,570
+927
| +1% | +$110K |
|
192
Goldman Sachs
GS
$301B
| $10.8M | 0.1% |
53,787
+5,280
| +11% | +$1.07M |
|
|
FITB
193
Fifth Third Bancorp
FITB
$51.7B
| $10.7M | 0.1% |
501,688
+55,926
| +13% | +$1.13M |
|
194
Zoetis
ZTS
$32.4B
| $10.6M | 0.1% |
64,273
+8,655
| +16% | +$1.33M |
|
195
Energy Transfer Partners
ET
$71.2B
| $10.6M | 0.1% |
1,960,557
+122,271
| +7% | +$776K |
|
196
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $10.6M | 0.1% |
290,199
+81,593
| +39% | +$2.94M |
|
197
Estee Lauder
EL
$30.9B
| $10.5M | 0.1% |
48,244
+1,780
| +4% | +$366K |
|
198
Boeing
BA
$184B
| $10.4M | 0.1% |
62,955
-3,889
| -6% | -$663K |
|
199
Union Pacific
UNP
$175B
| $10.4M | 0.1% |
52,808
+5,221
| +11% | +$970K |
|
200
Lyft
LYFT
$6.19B
| $10.3M | 0.1% |
373,577
-492,529
| -57% | -$14.6M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.