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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Sysco
SYY
$39.9B
| $8.18M | 0.11% |
179,354
+160,190
| +836% | +$11.1M |
|
177
iShares MSCI Japan ETF
EWJ
$23B
| $7.97M | 0.1% |
161,479
+102,229
| +173% | +$5.62M |
|
178
American Water Works
AWK
$26.6B
| $7.94M | 0.1% |
66,437
-8,699
| -12% | -$1.12M |
|
179
LyondellBasell Industries
LYB
$19.3B
| $7.88M | 0.1% |
158,701
+156,771
| +8,123% | +$11.5M |
|
180
Energy Transfer Partners
ET
$69.8B
| $7.86M | 0.1% |
1,707,903
+110,922
| +7% | +$1.18M |
|
181
Eli Lilly
LLY
$1.05T
| $7.82M | 0.1% |
56,379
+3,372
| +6% | +$463K |
|
182
Biogen
BIIB
$30.4B
| $7.75M | 0.1% |
24,504
+8,139
| +50% | +$2.47M |
|
183
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
| $7.72M | 0.1% |
174,567
+122,112
| +233% | +$6.32M |
|
184
iShares Gold Trust
IAU
$67.7B
| $7.65M | 0.1% |
253,728
+183,522
| +261% | +$5.55M |
|
185
VF Corp
VFC
$5.76B
| $7.55M | 0.1% |
139,574
+102,439
| +276% | +$7.98M |
|
186
Stratasys
SSYS
$777M
| $7.4M | 0.1% |
463,857
-9,543
| -2% | -$174K |
|
187
Vanguard Health Care ETF
VHT
$18.4B
| $7.35M | 0.1% |
44,255
+43,970
| +15,428% | +$8.03M |
|
188
NextEra Energy
NEE
$175B
| $7.34M | 0.1% |
121,956
+41,396
| +51% | +$2.6M |
|
189
Intercontinental Exchange
ICE
$84.5B
| $7.25M | 0.1% |
89,793
+12,797
| +17% | +$1.16M |
|
190
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $7.25M | 0.1% |
136,992
-2,465
| -2% | -$132K |
|
191
Illinois Tool Works
ITW
$85.1B
| $7.12M | 0.09% |
50,075
-3,822
| -7% | -$649K |
|
192
iShares MSCI Emerging Markets ETF
EEM
$29.6B
| $7.05M | 0.09% |
206,661
+34,343
| +20% | +$1.41M |
|
|
ORBC
193
DELISTED
ORBCOMM, Inc.
ORBC
| $7.04M | 0.09% |
2,884,911
+87,896
| +3% | +$287K |
|
194
S&P Global
SPGI
$120B
| $6.87M | 0.09% |
28,045
+4,378
| +18% | +$1.2M |
|
195
Vanguard Financials ETF
VFH
$13.6B
| $6.82M | 0.09% |
134,432
+74,405
| +124% | +$5.07M |
|
196
Goldman Sachs
GS
$304B
| $6.7M | 0.09% |
43,354
+20,191
| +87% | +$4.29M |
|
197
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
| $6.62M | 0.09% |
224,402
+65,323
| +41% | +$2.39M |
|
198
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $6.49M | 0.09% |
104,054
-6,627
| -6% | -$407K |
|
199
Enterprise Products Partners
EPD
$82.2B
| $6.44M | 0.08% |
450,401
+48,290
| +12% | +$1.12M |
|
200
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
| $6.38M | 0.08% |
75,912
+7,845
| +12% | +$834K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.