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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Citigroup
C
$222B
| $2.41M | 0.04% |
46,260
+6,889
| +17% | +$436K |
|
177
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $2.31M | 0.04% |
+67,370
| New | +$2.39M |
|
178
AT&T
T
$159B
| $2.3M | 0.04% |
106,844
+22,550
| +27% | +$525K |
|
179
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $2.3M | 0.04% |
58,833
-1,074
| -2% | -$43K |
|
|
SHPG
180
DELISTED
Shire pic
SHPG
| $2.16M | 0.04% |
12,387
-497,453
| -98% | -$87M |
|
181
iShares US Home Construction ETF
ITB
$2.26B
| $2.14M | 0.04% |
+71,310
| New | +$2.25M |
|
182
Xylem
XYL
$27.3B
| $2.11M | 0.04% |
31,640
+5,782
| +22% | +$400K |
|
183
Humana
HUM
$43.7B
| $2.11M | 0.04% |
7,354
+830
| +13% | +$263K |
|
184
Costco
COST
$422B
| $2.1M | 0.04% |
10,337
+7,748
| +299% | +$1.73M |
|
185
iShares Russell 1000 Growth ETF
IWF
$121B
| $2M | 0.04% |
+61,148
| New | +$2.16M |
|
186
Alibaba
BABA
$293B
| $1.98M | 0.03% |
14,425
+7,152
| +98% | +$1.06M |
|
187
Cigna
CI
$73.8B
| $1.97M | 0.03% |
10,345
+4,860
| +89% | +$1.01M |
|
|
WES
188
DELISTED
Western Gas Partners Lp
WES
| $1.96M | 0.03% |
46,405
+6,554
| +16% | +$292K |
|
189
iShares S&P 500 Value ETF
IVE
$49B
| $1.93M | 0.03% |
19,114
| – | – |
|
190
Diageo
DEO
$49B
| $1.88M | 0.03% |
13,265
+10,270
| +343% | +$1.44M |
|
191
MetLife
MET
$61.9B
| $1.87M | 0.03% |
45,639
-7,946
| -15% | -$341K |
|
192
3M
MMM
$90.9B
| $1.84M | 0.03% |
11,572
-23
| -0.2% | -$3.82K |
|
193
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $1.82M | 0.03% |
52,700
+35,964
| +215% | +$1.35M |
|
194
Brixmor Property Group
BRX
$9.67B
| $1.8M | 0.03% |
122,410
-13,364
| -10% | -$211K |
|
195
Barron's 400 ETF
BFOR
$231M
| $1.78M | 0.03% |
+201,100
| New | +$2M |
|
196
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $1.77M | 0.03% |
+24,705
| New | +$1.99M |
|
197
Shinhan Financial Group
SHG
$32.8B
| $1.77M | 0.03% |
+49,849
| New | +$1.88M |
|
198
Starbucks
SBUX
$120B
| $1.75M | 0.03% |
27,113
+15,293
| +129% | +$957K |
|
199
RenaissanceRe
RNR
$13.3B
| $1.73M | 0.03% |
12,900
| – | – |
|
200
Lockheed Martin
LMT
$134B
| $1.67M | 0.03% |
6,385
+4,351
| +214% | +$1.32M |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.