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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
1951
Huntington Ingalls Industries
HII
$12.8B
$117K ﹤0.01%
510
+137
+37% +$32.3K
KBR icon
1952
KBR
KBR
$4.8B
$117K ﹤0.01%
2,229
+1,116
+100% +$55.5K
ONTO icon
1953
Onto Innovation
ONTO
$15.3B
$117K ﹤0.01%
1,727
-18
-1% -$1.29K
OXY.WS icon
1954
Occidental Petroleum Corp Warrants
OXY.WS
$32B
$117K ﹤0.01%
2,856
+130
+5% +$6K
ARTY
1955
iShares Future AI & Tech ETF
ARTY
$3.81B
$117K ﹤0.01%
4,621
+399
+9% +$10K
COMB icon
1956
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$146M
$116K ﹤0.01%
5,190
-730
-12% -$21.4K
GNOM icon
1957
Global X Genomics & Biotechnology ETF
GNOM
$85.2M
$116K ﹤0.01%
2,300
+373
+19% +$19.2K
MOG.A icon
1958
Moog Inc Class A
MOG.A
$12.8B
$116K ﹤0.01%
1,325
+450
+51% +$37.7K
PINE
1959
Alpine Income Property Trust
PINE
$352M
$116K ﹤0.01%
6,120
+88
+1% +$1.59K
TWST icon
1960
Twist Bioscience
TWST
$7.25B
$116K ﹤0.01%
4,889
-22,255
-82% -$645K
ENFN
1961
DELISTED
Enfusion, Inc.
ENFN
$116K ﹤0.01%
12,000
+1,000
+9% +$11.3K
BANF icon
1962
BancFirst
BANF
$3.8B
$114K ﹤0.01%
1,293
– –
CACI icon
1963
CACI
CACI
$14.2B
$114K ﹤0.01%
380
-1,739
-82% -$507K
FDD icon
1964
First Trust STOXX European Select Dividend Income Fund
FDD
$911M
$114K ﹤0.01%
10,120
– –
PTC icon
1965
PTC
PTC
$16B
$114K ﹤0.01%
954
+611
+178% +$73.1K
RSPM icon
1966
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$114K ﹤0.01%
3,605
-1,470
-29% -$46.6K
IBML
1967
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$114K ﹤0.01%
4,502
-34
-0.7% -$861
AMG icon
1968
Affiliated Managers Group
AMG
$9.76B
$113K ﹤0.01%
724
+203
+39% +$28.7K
MAPS
1969
DELISTED
WM TECHNOLOGY INC A
MAPS
$113K ﹤0.01%
112,000
– –
PREF icon
1970
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$113K ﹤0.01%
6,623
+503
+8% +$8.51K
SJI
1971
DELISTED
South Jersey Industries, Inc.
SJI
$113K ﹤0.01%
3,181
-401
-11% -$13.9K
MANH icon
1972
Manhattan Associates
MANH
$11.4B
$112K ﹤0.01%
937
-39
-4% -$4.79K
OZK icon
1973
Bank OZK
OZK
$5.61B
$112K ﹤0.01%
2,807
-349
-11% -$15K
RGLD icon
1974
Royal Gold
RGLD
$19.5B
$112K ﹤0.01%
999
-202
-17% -$20.8K
FDEU
1975
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$112K ﹤0.01%
10,000
– –
77 78
79
80 81

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.