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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
1951
First Trust Utilities AlphaDEX Fund
FXU
$825M
$107K ﹤0.01%
3,514
– –
OXY.WS icon
1952
Occidental Petroleum Corp Warrants
OXY.WS
$32B
$107K ﹤0.01%
2,726
-44
-2% -$1.85K
TREX icon
1953
Trex
TREX
$5.01B
$107K ﹤0.01%
2,444
+482
+25% +$25.8K
BOH icon
1954
Bank of Hawaii
BOH
$3.13B
$106K ﹤0.01%
1,401
+1,399
+69,950% +$110K
IIF
1955
Morgan Stanley India Investment Fund
IIF
$220M
$106K ﹤0.01%
4,581
– –
ODFL icon
1956
Old Dominion Freight Line
ODFL
$44.9B
$106K ﹤0.01%
862
-58
-6% -$8.02K
TBLL icon
1957
Invesco Short Term Treasury ETF
TBLL
$2.85B
$106K ﹤0.01%
1,011
+1
+0.1% +$105
FIF
1958
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$106K ﹤0.01%
7,994
+7,454
+1,380% +$110K
AIO
1959
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$105K ﹤0.01%
6,794
– –
ATNM icon
1960
Actinium Pharmaceuticals
ATNM
$25M
$105K ﹤0.01%
14,331
+1,450
+11% +$9.01K
EXPO icon
1961
Exponent
EXPO
$3.24B
$105K ﹤0.01%
1,201
-107
-8% -$10.1K
XRN
1962
Chiron Real Estate Inc
XRN
$477M
$105K ﹤0.01%
2,474
+522
+27% +$28.8K
IOSP icon
1963
Innospec
IOSP
$2.28B
$105K ﹤0.01%
1,234
+647
+110% +$61.1K
LRN icon
1964
Stride
LRN
$3.43B
$105K ﹤0.01%
2,500
-1,000
-29% -$40.3K
CCCC icon
1965
C4 Therapeutics
CCCC
$412M
$104K ﹤0.01%
11,859
– –
GGN
1966
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$104K ﹤0.01%
31,868
+814
+3% +$2.78K
IQDG icon
1967
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
$104K ﹤0.01%
3,989
-549
-12% -$16.3K
LAND
1968
Gladstone Land Corp
LAND
$360M
$104K ﹤0.01%
5,752
– –
PKW icon
1969
Invesco BuyBack Achievers ETF
PKW
$1.76B
$104K ﹤0.01%
1,413
+3
+0.2% +$244
RYN icon
1970
Rayonier
RYN
$6.55B
$104K ﹤0.01%
3,857
-308
-7% -$9.94K
XHE icon
1971
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
$104K ﹤0.01%
1,221
+401
+49% +$37.2K
GAZ
1972
DELISTED
iPath Series B Bloomberg Natural Gas Total Return Sub-Index ETN
GAZ
$104K ﹤0.01%
3,000
– –
EOT
1973
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$103K ﹤0.01%
6,278
– –
IWC icon
1974
iShares Micro-Cap ETF
IWC
$1.5B
$103K ﹤0.01%
1,000
– –
PRN icon
1975
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$439M
$103K ﹤0.01%
1,268
+3
+0.2% +$263
77 78
79
80 81

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.