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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEM icon
1951
Stem
STEM
$52.7M
$98K ﹤0.01%
259
+250
+2,778% +$108K
AMH icon
1952
American Homes 4 Rent
AMH
$12.5B
$97K ﹤0.01%
2,237
-757
-25% -$30.7K
BEAM icon
1953
Beam Therapeutics
BEAM
$2.84B
$97K ﹤0.01%
1,228
– –
HEI.A icon
1954
HEICO Corp Class A
HEI.A
$37.2B
$97K ﹤0.01%
762
+685
+890% +$87.1K
MUFG icon
1955
Mitsubishi UFJ Financial
MUFG
$254B
$97K ﹤0.01%
17,958
-1,525
-8% -$8.59K
NWL icon
1956
Newell Brands
NWL
$2.56B
$97K ﹤0.01%
4,477
-1,571
-26% -$35.5K
VNQI icon
1957
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$97K ﹤0.01%
1,812
+60
+3% +$3.38K
AIA icon
1958
iShares Asia 50 ETF
AIA
$4.93B
$96K ﹤0.01%
+1,254
New +$99.1K
KIE icon
1959
State Street SPDR S&P Insurance ETF
KIE
$688M
$96K ﹤0.01%
2,385
-193
-7% -$7.73K
GLBE icon
1960
Global E Online
GLBE
$7.11B
$95K ﹤0.01%
+1,506
New +$90.7K
ISCG icon
1961
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$95K ﹤0.01%
1,920
– –
RBOT
1962
DELISTED
Vicarious Surgical
RBOT
$95K ﹤0.01%
300
+167
+126% +$58.9K
BATT icon
1963
Amplify Lithium & Battery Technology ETF
BATT
$124M
$94K ﹤0.01%
5,229
-5
-0.1% -$94
DT icon
1964
Dynatrace
DT
$14.2B
$94K ﹤0.01%
1,563
+695
+80% +$47.4K
EWD icon
1965
iShares MSCI Sweden ETF
EWD
$595M
$94K ﹤0.01%
2,042
-898
-31% -$41.8K
NUW icon
1966
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$94K ﹤0.01%
5,671
– –
WDIV icon
1967
State Street SPDR S&P Global Dividend ETF
WDIV
$281M
$94K ﹤0.01%
1,420
+100
+8% +$6.67K
TASK icon
1968
TaskUs
TASK
$669M
$93K ﹤0.01%
1,734
-566
-25% -$30.9K
CACG
1969
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$93K ﹤0.01%
1,842
+432
+31% +$22.1K
OPP
1970
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$92K ﹤0.01%
6,578
– –
TPL icon
1971
Texas Pacific Land
TPL
$23.5B
$92K ﹤0.01%
666
-1,926
-74% -$269K
CIL
1972
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$91K ﹤0.01%
2,020
– –
CZNC icon
1973
Citizens & Northern Corp
CZNC
$455M
$91K ﹤0.01%
3,511
– –
FSLY icon
1974
Fastly Inc
FSLY
$3.66B
$91K ﹤0.01%
2,593
+222
+9% +$9.65K
APPN icon
1975
Appian
APPN
$2.48B
$90K ﹤0.01%
1,382
-136
-9% -$11.3K
77 78
79
80 81

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.