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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
1951
Henry Schein
HSIC
$9.82B
$80K ﹤0.01%
1,056
-210
-17% -$16.2K
PBF icon
1952
PBF Energy
PBF
$7.31B
$80K ﹤0.01%
6,244
-4,000
-39% -$41.5K
SLYG icon
1953
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$80K ﹤0.01%
930
+400
+75% +$35.3K
SVM
1954
Silvercorp Metals
SVM
$2.53B
$80K ﹤0.01%
21,102
+1,002
+5% +$4.54K
WIX icon
1955
WIX.com
WIX
$2.52B
$80K ﹤0.01%
414
-99
-19% -$24.5K
AIM
1956
AIM ImmunoTech
AIM
$7.91M
$80K ﹤0.01%
400
– –
FLRN icon
1957
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$79K ﹤0.01%
2,581
– –
GRFS
1958
Grifois
GRFS
$5.4B
$79K ﹤0.01%
5,506
-70
-1% -$1.06K
GTN icon
1959
Gray Television
GTN
$552M
$79K ﹤0.01%
3,500
– –
LGO
1960
Largo
LGO
$70.9M
$79K ﹤0.01%
7,525
+1,000
+15% +$14.1K
MRCY icon
1961
Mercury Systems
MRCY
$6.52B
$79K ﹤0.01%
1,686
+97
+6% +$5.39K
FLNA
1962
Filana Therapeutics
FLNA
$48.1M
$79K ﹤0.01%
+1,275
New +$106K
SMFG icon
1963
Sumitomo Mitsui Financial
SMFG
$164B
$79K ﹤0.01%
11,414
+5,374
+89% +$37.4K
THQ
1964
abrdn Healthcare Opportunities Fund
THQ
$796M
$79K ﹤0.01%
3,500
– –
QTTB icon
1965
Q32 Bio
QTTB
$464M
$79K ﹤0.01%
559
– –
BTRS
1966
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$79K ﹤0.01%
7,500
-20,000
-73% -$231K
EEFT icon
1967
Euronet Worldwide
EEFT
$2.7B
$78K ﹤0.01%
617
+561
+1,002% +$74.4K
FCG icon
1968
First Trust Natural Gas ETF
FCG
$614M
$78K ﹤0.01%
4,639
+3,139
+209% +$45.6K
IYY icon
1969
iShares Dow Jones US ETF
IYY
$3.07B
$78K ﹤0.01%
726
– –
CS
1970
DELISTED
Credit Suisse Group
CS
$78K ﹤0.01%
8,076
+1,306
+19% +$13.3K
CLH icon
1971
Clean Harbors
CLH
$16.3B
$77K ﹤0.01%
745
+500
+204% +$49.2K
RYAAY icon
1972
Ryanair
RYAAY
$31.3B
$77K ﹤0.01%
1,785
+410
+30% +$17.7K
SF
1973
Stifel
SF
$12.6B
$77K ﹤0.01%
1,739
-70
-4% -$3.12K
FENY icon
1974
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$76K ﹤0.01%
5,343
– –
FIBK icon
1975
First Interstate BancSystem
FIBK
$3.58B
$76K ﹤0.01%
1,908
-692
-27% -$29.3K
77 78
79
80 81

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.