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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BB icon
1951
BlackBerry
BB
$5.18B
$42K ﹤0.01%
5,050
– –
DPZ icon
1952
Domino's
DPZ
$11.5B
$42K ﹤0.01%
116
-684
-86% -$252K
ESBA icon
1953
Empire State Realty Series ES
ESBA
$1.23B
$42K ﹤0.01%
3,794
– –
NVAX icon
1954
Novavax
NVAX
$1.3B
$42K ﹤0.01%
236
+28
+13% +$5.58K
PDI icon
1955
PIMCO Dynamic Income Fund
PDI
$7.45B
$42K ﹤0.01%
1,494
– –
PID icon
1956
Invesco International Dividend Achievers ETF
PID
$915M
$42K ﹤0.01%
2,530
– –
FCAC
1957
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$42K ﹤0.01%
+4,300
New +$46.9K
CNQ icon
1958
Canadian Natural Resources
CNQ
$97.4B
$41K ﹤0.01%
2,714
+705
+35% +$9.53K
EXEL icon
1959
Exelixis
EXEL
$13.1B
$41K ﹤0.01%
1,857
-201
-10% -$4.54K
GGZ
1960
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$41K ﹤0.01%
2,820
– –
GORO icon
1961
Goldgroup Mining Inc.
GORO
$186M
$41K ﹤0.01%
15,538
– –
TM icon
1962
Toyota
TM
$224B
$41K ﹤0.01%
265
-36
-12% -$5.45K
VYX icon
1963
NCR Voyix
VYX
$1.09B
$41K ﹤0.01%
1,796
+305
+20% +$6.71K
GAP
1964
The Gap Inc
GAP
$7.74B
$41K ﹤0.01%
1,390
-1,335
-49% -$33.2K
SMAR
1965
DELISTED
Smartsheet Inc.
SMAR
$41K ﹤0.01%
646
+106
+20% +$7.42K
TRHC
1966
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$41K ﹤0.01%
900
– –
ALRM icon
1967
Alarm.com
ALRM
$2.79B
$40K ﹤0.01%
468
+316
+208% +$29.8K
BYD icon
1968
Boyd Gaming
BYD
$5.92B
$40K ﹤0.01%
693
-142
-17% -$7.72K
CRESY
1969
Cresud
CRESY
$767M
$40K ﹤0.01%
8,047
– –
EWM icon
1970
iShares MSCI Malaysia ETF
EWM
$330M
$40K ﹤0.01%
1,500
– –
IGD
1971
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$40K ﹤0.01%
7,105
– –
LGND icon
1972
Ligand Pharmaceuticals
LGND
$6.42B
$40K ﹤0.01%
434
– –
UNM icon
1973
Unum
UNM
$14.5B
$40K ﹤0.01%
1,447
+235
+19% +$6.1K
TMX
1974
DELISTED
Terminix Global Holdings, Inc.
TMX
$40K ﹤0.01%
867
+119
+16% +$5.86K
ISBC
1975
DELISTED
Investors Bancorp, Inc.
ISBC
$40K ﹤0.01%
2,790
-2,194
-44% -$28.4K
77 78
79
80 81

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.