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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOVA icon
1951
Iovance Biotherapeutics
IOVA
$2.9B
$23K ﹤0.01%
500
-412
-45% -$16.4K
LOB icon
1952
Live Oak Bancshares
LOB
$1.95B
$23K ﹤0.01%
+503
New +$20.2K
NEO icon
1953
NeoGenomics
NEO
$2.14B
$23K ﹤0.01%
432
+391
+954% +$17.7K
NVAX icon
1954
Novavax
NVAX
$1.3B
$23K ﹤0.01%
+208
New +$22.1K
PFGC icon
1955
Performance Food Group
PFGC
$17.9B
$23K ﹤0.01%
+500
New +$21.1K
RCS
1956
PIMCO Strategic Income Fund
RCS
$249M
$23K ﹤0.01%
3,334
+79
+2% +$520
BECN
1957
DELISTED
Beacon Roofing Supply, Inc.
BECN
$23K ﹤0.01%
579
+150
+35% +$5.48K
IHIT
1958
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$23K ﹤0.01%
2,793
– –
AGNC icon
1959
AGNC Investment
AGNC
$12.8B
$22K ﹤0.01%
1,479
+164
+12% +$2.43K
SRTA
1960
Strata Critical Medical Inc
SRTA
$525M
$22K ﹤0.01%
+2,000
New +$20.4K
CNP icon
1961
CenterPoint Energy
CNP
$26.4B
$22K ﹤0.01%
1,028
– –
CUT icon
1962
Invesco MSCI Global Timber ETF
CUT
$33.6M
$22K ﹤0.01%
678
– –
FJP icon
1963
First Trust Japan AlphaDEX Fund
FJP
$259M
$22K ﹤0.01%
+431
New +$21.4K
FNB icon
1964
FNB Corp
FNB
$6.75B
$22K ﹤0.01%
2,332
-121
-5% -$1.02K
KBR icon
1965
KBR
KBR
$4.83B
$22K ﹤0.01%
741
– –
LAZ icon
1966
Lazard
LAZ
$4.16B
$22K ﹤0.01%
526
+113
+27% +$4.27K
LTRYW icon
1967
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$503
$22K ﹤0.01%
+10,000
New +$10.6K
PGRE
1968
DELISTED
Paramount Group
PGRE
$22K ﹤0.01%
2,500
– –
RGNX icon
1969
Regenxbio
RGNX
$688M
$22K ﹤0.01%
500
– –
UBSI icon
1970
United Bankshares
UBSI
$6.55B
$22K ﹤0.01%
700
+233
+50% +$6.58K
WD icon
1971
Walker & Dunlop
WD
$1.49B
$22K ﹤0.01%
+247
New +$18.3K
XHE icon
1972
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$22K ﹤0.01%
+194
New +$20.4K
BGIO
1973
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$22K ﹤0.01%
2,500
– –
TCF
1974
DELISTED
TCF Financial Corporation Common Stock
TCF
$22K ﹤0.01%
614
-191
-24% -$6.07K
BUI icon
1975
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$713M
$21K ﹤0.01%
856
+351
+70% +$8.27K
77 78
79
80 81

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.