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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPHI
1951
DELISTED
INPHI CORPORATION
IPHI
$13K ﹤0.01%
121
+9
+8% +$1.05K
VER
1952
DELISTED
VEREIT, Inc.
VER
$13K ﹤0.01%
429
– –
BCO icon
1953
Brink's
BCO
$4.55B
$12K ﹤0.01%
306
-310
-50% -$13.7K
BOND icon
1954
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$12K ﹤0.01%
107
– –
CDXS icon
1955
Codexis
CDXS
$161M
$12K ﹤0.01%
1,100
+100
+10% +$1.25K
CMBS icon
1956
iShares CMBS ETF
CMBS
$474M
$12K ﹤0.01%
226
– –
COTY icon
1957
Coty
COTY
$2.51B
$12K ﹤0.01%
5,277
+239
+5% +$902
EEFT icon
1958
Euronet Worldwide
EEFT
$2.65B
$12K ﹤0.01%
138
+50
+57% +$4.88K
LKFT
1959
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.76B
$12K ﹤0.01%
+90
New +$15K
HOPE icon
1960
Hope Bancorp
HOPE
$1.79B
$12K ﹤0.01%
1,632
-774
-32% -$6.47K
MMS icon
1961
Maximus
MMS
$2.9B
$12K ﹤0.01%
183
+66
+56% +$4.86K
NI icon
1962
NiSource
NI
$20B
$12K ﹤0.01%
552
+2
+0.4% +$46
NXST icon
1963
Nexstar Media Group
NXST
$5.91B
$12K ﹤0.01%
138
-26
-16% -$2.35K
RDY icon
1964
Dr. Reddy's Laboratories
RDY
$10.1B
$12K ﹤0.01%
+920
New +$11K
RSPG icon
1965
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$12K ﹤0.01%
570
– –
SMG icon
1966
ScottsMiracle-Gro
SMG
$3.63B
$12K ﹤0.01%
83
– –
STRA icon
1967
Strategic Education
STRA
$1.84B
$12K ﹤0.01%
136
+49
+56% +$5.95K
SXT icon
1968
Sensient Technologies
SXT
$5.51B
$12K ﹤0.01%
225
-32
-12% -$1.76K
UDN icon
1969
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$12K ﹤0.01%
+601
New +$12.6K
VRIG icon
1970
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$12K ﹤0.01%
+484
New +$12K
ZWS icon
1971
Zurn Elkay Water Solutions
ZWS
$8.47B
$12K ﹤0.01%
893
-124
-12% -$1.77K
WDR
1972
DELISTED
Waddell & Reed Financial, Inc.
WDR
$12K ﹤0.01%
828
-281
-25% -$4.29K
WMGI
1973
DELISTED
Wright Medical Group Inc
WMGI
$12K ﹤0.01%
412
-79
-16% -$2.38K
AL
1974
DELISTED
Air Lease Corp
AL
$11K ﹤0.01%
404
+320
+381% +$9.43K
BCRX icon
1975
BioCryst Pharmaceuticals
BCRX
$2.51B
$11K ﹤0.01%
3,300
– –
77 78
79
80 81

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.