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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASHR icon
1951
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.55B
$1K ﹤0.01%
47
– –
ATI icon
1952
ATI
ATI
$26.1B
$1K ﹤0.01%
+35
New +$759
BATRA icon
1953
Atlanta Braves Holdings Series A
BATRA
$3.49B
$1K ﹤0.01%
36
– –
BWA icon
1954
BorgWarner
BWA
$13B
$1K ﹤0.01%
+35
New +$1.28K
COCP icon
1955
Cocrystal Pharma
COCP
$12.9M
$1K ﹤0.01%
167
– –
COHR icon
1956
Coherent
COHR
$57.2B
$1K ﹤0.01%
+22
New +$701
COR icon
1957
Cencora
COR
$60.3B
$1K ﹤0.01%
10
-190
-95% -$16.3K
CTRA
1958
DELISTED
Coterra Energy
CTRA
$1K ﹤0.01%
72
– –
CVEO icon
1959
Civeo
CVEO
$341M
$1K ﹤0.01%
48
– –
CYCN icon
1960
Cyclerion Therapeutics
CYCN
$14.9M
$1K ﹤0.01%
13
– –
CYH icon
1961
Community Health Systems
CYH
$409M
$1K ﹤0.01%
396
– –
DBP icon
1962
Invesco DB Precious Metals Fund
DBP
$236M
$1K ﹤0.01%
15
– –
DORM icon
1963
Dorman Products
DORM
$3.8B
$1K ﹤0.01%
16
-110
-87% -$8.32K
ELME
1964
Elme Communities
ELME
$147M
$1K ﹤0.01%
46
– –
ENVB icon
1965
Enveric Biosciences
ENVB
$6.53M
– –
0
– –
EZPW icon
1966
Ezcorp Inc
EZPW
$1.85B
$1K ﹤0.01%
200
– –
FTK icon
1967
Flotek Industries
FTK
$950M
$1K ﹤0.01%
+50
New +$577
HIMX
1968
Himax Technologies
HIMX
$2.25B
$1K ﹤0.01%
+350
New +$839
HMN icon
1969
Horace Mann Educators
HMN
$2.1B
$1K ﹤0.01%
+22
New +$972
HWC icon
1970
Hancock Whitney
HWC
$6.26B
$1K ﹤0.01%
+27
New +$1.09K
JOE icon
1971
St. Joe Company
JOE
$3.61B
$1K ﹤0.01%
65
– –
LAMR icon
1972
Lamar Advertising Co
LAMR
$15.9B
$1K ﹤0.01%
14
+1
+8% +$84
LCTX icon
1973
Lineage Cell Therapeutics
LCTX
$274M
$1K ﹤0.01%
+1,100
New +$916
LE icon
1974
Lands' End
LE
$381M
$1K ﹤0.01%
72
+24
+50% +$314
LEO
1975
BNY Mellon Strategic Municipals
LEO
$384M
$1K ﹤0.01%
76
– –
77 78
79
80 81

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.