We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNT icon
1951
Alliant Energy
LNT
$18.4B
– –
-547
Closed -$27K
MBI icon
1952
MBIA
MBI
$266M
– –
-222
Closed -$2K
MLCO icon
1953
Melco Resorts & Entertainment
MLCO
$2.17B
– –
-338
Closed -$7K
MOMO
1954
Hello Group
MOMO
$879M
– –
-179
Closed -$6K
MPT
1955
Medical Properties Trust
MPT
$2.75B
– –
-1,371
Closed -$24K
MSA icon
1956
Mine Safety
MSA
$7.43B
– –
-194
Closed -$20K
NBB icon
1957
Nuveen Taxable Municipal Income Fund
NBB
$449M
$0 ﹤0.01%
5
– –
NBR icon
1958
Nabors Industries
NBR
$1.25B
$0 ﹤0.01%
+1
New +$112
NEXA icon
1959
Nexa Resources
NEXA
$1.7B
$0 ﹤0.01%
52
– –
NHI icon
1960
National Health Investors
NHI
$3.68B
– –
-189
Closed -$15K
NINE
1961
DELISTED
Nine Energy Service
NINE
$0 ﹤0.01%
50
– –
NMRK icon
1962
Newmark Group
NMRK
$2.72B
– –
-2,517
Closed -$23K
NUS icon
1963
Nu Skin
NUS
$251M
$0 ﹤0.01%
8
-7
-47% -$294
OCCI
1964
OFS Credit Co
OCCI
$73.7M
– –
-2,163
Closed -$35K
OHI icon
1965
Omega Healthcare
OHI
$14.7B
– –
-368
Closed -$14K
OLN icon
1966
Olin
OLN
$2.12B
– –
-40
Closed -$1K
OSK icon
1967
Oshkosh
OSK
$9.16B
– –
-290
Closed -$24K
PR
1968
Permian Resources
PR
$17.5B
– –
-17,500
Closed -$133K
QURE icon
1969
uniQure
QURE
$3.06B
– –
-997
Closed -$78K
RIG icon
1970
Transocean
RIG
$5.7B
$0 ﹤0.01%
+26
New +$138
SEVN
1971
Seven Hills Realty Trust
SEVN
$173M
– –
-2,563
Closed -$47K
STEW
1972
SRH Total Return Fund
STEW
$1.8B
– –
-15,479
Closed -$174K
SUSA icon
1973
iShares ESG Optimized MSCI USA ETF
SUSA
$4.08B
$0 ﹤0.01%
+8
New +$490
TG icon
1974
Tredegar Corp
TG
$267M
– –
-67
Closed -$1K
TRC icon
1975
Tejon Ranch
TRC
$455M
– –
-51
Closed -$1K
77 78
79
80 81

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.