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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLGC
1926
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$36K ﹤0.01%
14,250
+3,500
+33% +$10K
NM
1927
DELISTED
Navios Maritime Holdings Inc.
NM
$36K ﹤0.01%
20,437
– –
GTE icon
1928
Gran Tierra Energy
GTE
$317M
$35K ﹤0.01%
3,990
– –
LOGC
1929
DELISTED
ContextLogic
LOGC
$35K ﹤0.01%
2,640
– –
ORN icon
1930
Orion Group Holdings
ORN
$396M
$32K ﹤0.01%
12,563
+719
+6% +$2K
SMR.WS
1931
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$29K ﹤0.01%
18,050
-7,000
-28% -$12.6K
VHC icon
1932
VirnetX Holding Corp
VHC
$60.1M
$25K ﹤0.01%
985
+287
+41% +$9.29K
FIRY
1933
Firy Inc
FIRY
$164M
$22K ﹤0.01%
1,865
-185
-9% -$2.45K
SIVB
1934
DELISTED
SVB Financial Group
SIVB
$22K ﹤0.01%
25,378
+23,494
+1,247% +$6.6M
HUT
1935
Hut 8
HUT
$10.6B
$19K ﹤0.01%
2,078
+1,400
+206% +$11.9K
SHCR
1936
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$19K ﹤0.01%
13,682
– –
CGC
1937
Canopy Growth
CGC
$402M
$18K ﹤0.01%
1,052
+54
+5% +$1.28K
LIDR icon
1938
AEye
LIDR
$60.2M
$18K ﹤0.01%
1,997
– –
AIM
1939
AIM ImmunoTech
AIM
$7.29M
$17K ﹤0.01%
400
– –
DCFC
1940
DELISTED
Tritium DCFC Limited Ordinary Shares
DCFC
$15K ﹤0.01%
60
+2
+3% +$586
LOCL icon
1941
Local Bounti
LOCL
$26.2M
$14K ﹤0.01%
1,385
-231
-14% -$2.47K
EVGN icon
1942
Evogene
EVGN
$7.65M
$12K ﹤0.01%
2,000
– –
SHPW
1943
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$12K ﹤0.01%
4,573
– –
APPH
1944
DELISTED
AppHarvest, Inc. Common Stock
APPH
$12K ﹤0.01%
20,000
-11
-0.1% -$13
LANV.WS
1945
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$10K ﹤0.01%
29,450
-29,950
-50% -$8.8K
QTTB icon
1946
Q32 Bio
QTTB
$466M
$10K ﹤0.01%
559
– –
ZOM
1947
DELISTED
Zomedica Corp.
ZOM
$10K ﹤0.01%
49,000
+48,840
+30,525% +$12K
CLIR icon
1948
ClearSign Technologies
CLIR
$26.5M
$9K ﹤0.01%
1,230
– –
BODI icon
1949
The Beachbody Company
BODI
$74M
$9K ﹤0.01%
400
– –
GOEV
1950
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$9K ﹤0.01%
31
– –
76 77
78
79 80

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.