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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYF icon
1926
iShares New York Muni Bond ETF
NYF
$1.41B
$121K ﹤0.01%
2,336
– –
SMPL icon
1927
Simply Good Foods
SMPL
$982M
$121K ﹤0.01%
3,201
– –
CGDV icon
1928
Capital Group Dividend Value ETF
CGDV
$38.9B
$120K ﹤0.01%
5,124
+2,624
+105% +$60.1K
FXU icon
1929
First Trust Utilities AlphaDEX Fund
FXU
$825M
$120K ﹤0.01%
3,637
+123
+4% +$4K
GLP icon
1930
Global Partners
GLP
$1.7B
$120K ﹤0.01%
3,463
+59
+2% +$1.82K
ODFL icon
1931
Old Dominion Freight Line
ODFL
$44.9B
$120K ﹤0.01%
850
-12
-1% -$1.71K
RNR icon
1932
RenaissanceRe
RNR
$13.4B
$120K ﹤0.01%
656
+361
+122% +$60.8K
WLY icon
1933
John Wiley & Sons Class A
WLY
$2.66B
$120K ﹤0.01%
3,017
+6
+0.2% +$251
BTO
1934
John Hancock Financial Opportunities Fund
BTO
$803M
$119K ﹤0.01%
3,592
+200
+6% +$6.78K
CCD
1935
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$119K ﹤0.01%
5,809
-400
-6% -$8.62K
FNDE icon
1936
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$119K ﹤0.01%
4,857
+1,520
+46% +$37.3K
FNF icon
1937
Fidelity National Financial
FNF
$13.5B
$119K ﹤0.01%
3,187
+944
+42% +$35.4K
GGN
1938
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$119K ﹤0.01%
32,983
+1,115
+3% +$3.88K
LKQ icon
1939
LKQ Corp
LKQ
$6.29B
$119K ﹤0.01%
2,239
+837
+60% +$44.2K
VIR icon
1940
Vir Biotechnology
VIR
$1.49B
$119K ﹤0.01%
4,726
-47
-1% -$1.15K
WLKP icon
1941
Westlake Chemical Partners
WLKP
$763M
$119K ﹤0.01%
5,122
– –
ARKF icon
1942
ARK Blockchain & Fintech Innovation ETF
ARKF
$761M
$118K ﹤0.01%
8,341
+1,885
+29% +$29.2K
DORM icon
1943
Dorman Products
DORM
$4.18B
$118K ﹤0.01%
1,462
-357
-20% -$30.3K
MCHB
1944
Mechanics Bancorp
MCHB
$3.68B
$118K ﹤0.01%
4,298
– –
IOSP icon
1945
Innospec
IOSP
$2.28B
$118K ﹤0.01%
1,149
-85
-7% -$8.63K
IQDG icon
1946
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
$118K ﹤0.01%
3,867
-122
-3% -$3.58K
QDEL icon
1947
QuidelOrtho
QDEL
$838M
$118K ﹤0.01%
1,381
-21
-1% -$1.78K
QQQX icon
1948
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$118K ﹤0.01%
5,780
-797
-12% -$17.4K
REMX icon
1949
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.26B
$118K ﹤0.01%
1,560
-4,154
-73% -$363K
OPPE
1950
WisdomTree European Opportunities Fund
OPPE
$295M
$117K ﹤0.01%
3,763
+3,552
+1,683% +$108K
76 77
78
79 80

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.