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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSPT icon
1926
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
$104K ﹤0.01%
+5,000
New +$103K
RDUS
1927
DELISTED
Radius Health, Inc.
RDUS
$104K ﹤0.01%
15,111
-19,000
-56% -$279K
CDL icon
1928
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
$103K ﹤0.01%
1,685
+7
+0.4% +$413
FLC
1929
Flaherty & Crumrine Total Return Fund
FLC
$175M
$103K ﹤0.01%
4,531
– –
BSCO
1930
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$103K ﹤0.01%
4,762
– –
HUN icon
1931
Huntsman Corp
HUN
$1.77B
$102K ﹤0.01%
2,980
+2
+0.1% +$65
LBRDA icon
1932
Liberty Broadband Class A
LBRDA
$5.16B
$102K ﹤0.01%
640
-43
-6% -$6.97K
RNW icon
1933
ReNew
RNW
$2.25B
$102K ﹤0.01%
13,135
– –
W icon
1934
Wayfair
W
$14.6B
$102K ﹤0.01%
538
-4,961
-90% -$1.17M
PHDG icon
1935
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$101K ﹤0.01%
2,658
+3
+0.1% +$112
XP icon
1936
XP
XP
$8.39B
$101K ﹤0.01%
3,530
+3,119
+759% +$102K
JWSM.U
1937
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$101K ﹤0.01%
10,160
+4,160
+69% +$41.9K
CHPM
1938
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$101K ﹤0.01%
+10,000
New +$101K
SBNY
1939
DELISTED
Signature Bank
SBNY
$101K ﹤0.01%
316
+222
+236% +$69.2K
CNK icon
1940
Cinemark Holdings
CNK
$4.32B
$100K ﹤0.01%
+6,252
New +$117K
DGRS icon
1941
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$100K ﹤0.01%
2,111
-3,982
-65% -$186K
ACQRU
1942
DELISTED
Independence Holdings Corp. Units
ACQRU
$100K ﹤0.01%
+10,000
New +$99.4K
IXP icon
1943
iShares Global Comm Services ETF
IXP
$572M
$99K ﹤0.01%
1,208
– –
OGE icon
1944
OGE Energy
OGE
$9.71B
$99K ﹤0.01%
2,595
+1,689
+186% +$59.2K
SPFF icon
1945
Global X SuperIncome Preferred ETF
SPFF
$141M
$99K ﹤0.01%
8,450
– –
UTF icon
1946
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$99K ﹤0.01%
3,504
+20
+0.6% +$559
VWOB icon
1947
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$99K ﹤0.01%
1,284
+10
+0.8% +$776
SWCH
1948
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$99K ﹤0.01%
3,465
-940
-21% -$24.6K
PMM
1949
Franklin Managed Municipal Income Trust
PMM
$273M
$98K ﹤0.01%
11,250
+500
+5% +$4.26K
ROAD icon
1950
Construction Partners
ROAD
$6.77B
$98K ﹤0.01%
3,362
+218
+7% +$7.61K
76 77
78
79 80

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.