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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSR
1926
DELISTED
Fisker Inc.
FSR
$85K ﹤0.01%
5,816
+3,540
+156% +$53.3K
AER icon
1927
AerCap
AER
$23.8B
$84K ﹤0.01%
1,472
+63
+4% +$3.38K
CHIQ icon
1928
Global X MSCI China Consumer Discretionary ETF
CHIQ
$125M
$84K ﹤0.01%
3,004
– –
FXF icon
1929
Invesco CurrencyShares Swiss Franc Trust
FXF
$398M
$84K ﹤0.01%
868
– –
MUE
1930
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$84K ﹤0.01%
6,114
+2,403
+65% +$34.6K
AAC.U
1931
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$84K ﹤0.01%
+8,500
New +$84.5K
FACA.U
1932
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$84K ﹤0.01%
8,779
-10,000
-53% -$101K
AKR icon
1933
Acadia Realty Trust
AKR
$2.84B
$83K ﹤0.01%
4,082
+15
+0.4% +$316
AWF
1934
AllianceBernstein Global High Income Fund
AWF
$872M
$83K ﹤0.01%
6,840
– –
BYM
1935
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$83K ﹤0.01%
5,494
-400
-7% -$6.39K
FEP icon
1936
First Trust Europe AlphaDEX Fund
FEP
$534M
$83K ﹤0.01%
1,983
+211
+12% +$9.2K
FNDB icon
1937
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.46B
$83K ﹤0.01%
4,650
– –
FVRR icon
1938
Fiverr
FVRR
$339M
$83K ﹤0.01%
458
+17
+4% +$3.42K
IGI
1939
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$83K ﹤0.01%
3,800
– –
ITB icon
1940
iShares US Home Construction ETF
ITB
$2.41B
$83K ﹤0.01%
1,257
+1
+0.1% +$70
VTIQU
1941
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$83K ﹤0.01%
8,400
-14,500
-63% -$145K
GRN icon
1942
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
$82K ﹤0.01%
3,400
– –
HEDJ icon
1943
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$82K ﹤0.01%
2,162
+306
+16% +$12K
JPIN icon
1944
JPMorgan Diversified Return International Equity ETF
JPIN
$377M
$82K ﹤0.01%
1,371
-112
-8% -$7K
SIG icon
1945
Signet Jewelers
SIG
$3.76B
$82K ﹤0.01%
1,046
+11
+1% +$808
MUI
1946
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$82K ﹤0.01%
5,454
+36
+0.7% +$569
EMHY icon
1947
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$81K ﹤0.01%
1,826
+24
+1% +$1.09K
HUT
1948
Hut 8
HUT
$10.9B
$81K ﹤0.01%
+1,940
New +$64.6K
IQDF icon
1949
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$81K ﹤0.01%
3,250
– –
PULS icon
1950
PGIM Ultra Short Bond ETF
PULS
$18.4B
$81K ﹤0.01%
1,635
+431
+36% +$21.4K
76 77
78
79 80

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.