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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AER icon
1926
AerCap
AER
$23.8B
$72K ﹤0.01%
1,409
+77
+6% +$4.44K
VIRT icon
1927
Virtu Financial
VIRT
$4.93B
$72K ﹤0.01%
2,615
+21
+0.8% +$625
SRNE
1928
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$72K ﹤0.01%
7,500
-1,200
-14% -$9.56K
BPMP
1929
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$72K ﹤0.01%
5,000
– –
KCAC.U
1930
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
$72K ﹤0.01%
+7,000
New +$73.6K
SLY
1931
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$72K ﹤0.01%
743
+2
+0.3% +$193
BFH icon
1932
Bread Financial
BFH
$4.38B
$71K ﹤0.01%
866
+751
+653% +$67.9K
SM icon
1933
SM Energy
SM
$6.92B
$71K ﹤0.01%
2,914
– –
VSGX icon
1934
Vanguard ESG International Stock ETF
VSGX
$6.74B
$71K ﹤0.01%
1,121
– –
HEDJ icon
1935
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$70K ﹤0.01%
+1,856
New +$70K
MNTS icon
1936
Momentus
MNTS
$92.7M
– –
-1
Closed -$146K
VTHR icon
1937
Vanguard Russell 3000 ETF
VTHR
$4.85B
$70K ﹤0.01%
+357
New +$69.2K
CS
1938
DELISTED
Credit Suisse Group
CS
$70K ﹤0.01%
6,770
+6,507
+2,474% +$69.1K
BGB
1939
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$69K ﹤0.01%
5,000
– –
CCOR icon
1940
Core Alternative Capital
CCOR
$28M
$69K ﹤0.01%
2,357
-209
-8% -$6.24K
IMCB icon
1941
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$69K ﹤0.01%
1,030
+550
+115% +$36.2K
NREF
1942
NexPoint Real Estate Finance
NREF
$342M
$69K ﹤0.01%
3,345
+75
+2% +$1.54K
WKHS icon
1943
Workhorse Group
WKHS
$36.3M
$69K ﹤0.01%
+1
New +$37K
BIZD icon
1944
VanEck BDC Income ETF
BIZD
$1.7B
$68K ﹤0.01%
+4,000
New +$67.6K
DIAX
1945
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$68K ﹤0.01%
4,025
+19
+0.5% +$320
PCRX icon
1946
Pacira BioSciences
PCRX
$997M
$68K ﹤0.01%
1,133
+83
+8% +$5.25K
UAVS icon
1947
AgEagle Aerial Systems
UAVS
$53.9M
$68K ﹤0.01%
13
– –
SNPR.U
1948
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$68K ﹤0.01%
6,500
– –
ARKX icon
1949
ARK Space & Defense Innovation ETF
ARKX
$888M
$67K ﹤0.01%
3,198
+398
+14% +$8.17K
FTS icon
1950
Fortis
FTS
$28.7B
$67K ﹤0.01%
1,543
+1,358
+734% +$61.2K
76 77
78
79 80

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.