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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAG
1926
DELISTED
MAG Silver
MAG
$45K ﹤0.01%
3,000
– –
PRGO icon
1927
Perrigo
PRGO
$1.75B
$45K ﹤0.01%
1,124
-212
-16% -$9.1K
TRMD icon
1928
TORM
TRMD
$2.99B
$45K ﹤0.01%
5,000
– –
ORAN
1929
DELISTED
Orange
ORAN
$45K ﹤0.01%
3,782
+2,951
+355% +$35.6K
IPHI
1930
DELISTED
INPHI CORPORATION
IPHI
$45K ﹤0.01%
257
+8
+3% +$1.34K
BF.B icon
1931
Brown-Forman Class B
BF.B
$12.9B
$44K ﹤0.01%
647
-63
-9% -$4.62K
FLJP icon
1932
Franklin FTSE Japan ETF
FLJP
$4.05B
$44K ﹤0.01%
1,474
+346
+31% +$10.6K
IVOV icon
1933
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$44K ﹤0.01%
568
– –
NOVA
1934
DELISTED
Sunnova Energy
NOVA
$44K ﹤0.01%
+1,100
New +$48.8K
PFD
1935
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$44K ﹤0.01%
2,500
– –
SCHB icon
1936
Schwab US Broad Market ETF
SCHB
$44.8B
$44K ﹤0.01%
2,760
+96
+4% +$1.51K
NVTA
1937
DELISTED
Invitae Corporation
NVTA
$44K ﹤0.01%
1,177
-1,537
-57% -$69.9K
NAV
1938
DELISTED
Navistar International
NAV
$44K ﹤0.01%
1,000
– –
BCS icon
1939
Barclays
BCS
$94.3B
$43K ﹤0.01%
4,333
+587
+16% +$5.14K
COTY icon
1940
Coty
COTY
$2.51B
$43K ﹤0.01%
4,804
-266
-5% -$2.03K
GGT
1941
Gabelli Multimedia Trust
GGT
$176M
$43K ﹤0.01%
4,628
– –
IDNA icon
1942
iShares Genomics Immunology and Healthcare ETF
IDNA
$208M
$43K ﹤0.01%
+950
New +$46.4K
NFG icon
1943
National Fuel Gas
NFG
$7.78B
$43K ﹤0.01%
884
+199
+29% +$9.03K
NI icon
1944
NiSource
NI
$20B
$43K ﹤0.01%
1,830
+116
+7% +$2.62K
NOV icon
1945
NOV
NOV
$7.38B
$43K ﹤0.01%
3,159
+2,199
+229% +$31.9K
RBLX icon
1946
Roblox
RBLX
$26.5B
$43K ﹤0.01%
+672
New +$46.8K
VNQI icon
1947
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$43K ﹤0.01%
781
-231
-23% -$12.6K
ZYME icon
1948
Zymeworks
ZYME
$1.71B
$43K ﹤0.01%
1,387
– –
MYJ
1949
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$43K ﹤0.01%
3,024
– –
HRC
1950
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$43K ﹤0.01%
396
-551
-58% -$57.4K
76 77
78
79 80

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.